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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
401
Regions Financial
RF
$26.4B
$683K 0.04%
61,437
-9,301
-13% -$98K
GEL icon
402
Genesis Energy
GEL
$1.82B
$680K 0.04%
12,543
+1,359
+12% +$73.4K
CLB icon
403
Core Laboratories
CLB
$455M
$679K 0.04%
3,420
+231
+7% +$43.6K
DGX icon
404
Quest Diagnostics
DGX
$26B
$679K 0.04%
+11,715
New +$628K
CERN
405
DELISTED
Cerner Corp
CERN
$677K 0.04%
12,033
+605
+5% +$34.9K
ILMN icon
406
Illumina
ILMN
$29.5B
$667K 0.04%
4,610
-79
-2% -$11.6K
DEM icon
407
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
$663K 0.04%
13,501
-3,274
-20% -$156K
SAVE
408
DELISTED
Spirit Airlines, Inc.
SAVE
$662K 0.04%
+11,146
New +$585K
CP icon
409
Canadian Pacific Kansas City
CP
$81B
$657K 0.04%
21,835
+1,965
+10% +$59.6K
BDX icon
410
Becton Dickinson
BDX
$46.4B
$655K 0.04%
5,731
+669
+13% +$73.5K
PRLB icon
411
Protolabs
PRLB
$1.7B
$654K 0.04%
9,663
+89
+0.9% +$6.62K
BT
412
DELISTED
BT Group plc (ADR)
BT
$654K 0.04%
20,498
+484
+2% +$15.7K
TFM
413
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$654K 0.04%
+19,475
New +$686K
ELV icon
414
Elevance Health
ELV
$81.5B
$653K 0.04%
6,558
+294
+5% +$26.6K
TMO icon
415
Thermo Fisher Scientific
TMO
$214B
$653K 0.04%
5,429
+1,178
+28% +$140K
BCS.PRD.CL
416
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$644K 0.04%
24,770
– –
GT icon
417
Goodyear
GT
$2.09B
$641K 0.03%
24,524
+40
+0.2% +$1.02K
PNC icon
418
PNC Financial Services
PNC
$99.1B
$637K 0.03%
7,320
+530
+8% +$43.3K
KFY icon
419
Korn Ferry
KFY
$4.31B
$636K 0.03%
21,347
– –
FXR icon
420
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$635K 0.03%
21,518
+338
+2% +$9.65K
RIG icon
421
Transocean
RIG
$5.48B
$627K 0.03%
15,173
-16,745
-52% -$728K
UNFI icon
422
United Natural Foods
UNFI
$3.04B
$623K 0.03%
8,779
+54
+0.6% +$3.85K
WFT
423
DELISTED
Weatherford International plc
WFT
$623K 0.03%
35,915
-11,218
-24% -$172K
BRCD
424
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$623K 0.03%
58,693
+320
+0.5% +$3.08K
ARW icon
425
Arrow Electronics
ARW
$10.5B
$621K 0.03%
+10,469
New +$570K
15 16
17
18 19

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.