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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
401
iShares S&P 500 Value ETF
IVE
$48.9B
$666K 0.04%
8,509
– –
EXC icon
402
Exelon
EXC
$48.5B
$665K 0.04%
31,455
-8,768
-22% -$192K
MUR icon
403
Murphy Oil
MUR
$5.59B
$664K 0.04%
11,008
-1,652
-13% -$97.3K
AIG icon
404
American International
AIG
$41.7B
$660K 0.04%
13,574
+595
+5% +$28.3K
FLR icon
405
Fluor
FLR
$7.31B
$659K 0.04%
9,294
+94
+1% +$6.09K
FDT icon
406
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$657K 0.04%
13,215
-1,785
-12% -$85K
PCRX icon
407
Pacira BioSciences
PCRX
$1.02B
$655K 0.04%
13,630
-1,050
-7% -$38.3K
VBK icon
408
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$653K 0.04%
5,703
-20
-0.3% -$2.21K
CAB
409
DELISTED
Cabela's Inc
CAB
$652K 0.04%
10,346
+870
+9% +$58K
IBB icon
410
iShares Biotechnology ETF
IBB
$9.34B
$649K 0.04%
9,291
+540
+6% +$35.4K
ULTA icon
411
Ulta Beauty
ULTA
$20.5B
$647K 0.03%
5,420
+1,135
+26% +$118K
CPB icon
412
Campbell Soup
CPB
$6.47B
$637K 0.03%
15,638
-4,031
-20% -$181K
BIK
413
DELISTED
SPDR S&P BRIC 40 ETF
BIK
$634K 0.03%
27,140
-3,750
-12% -$82.6K
RDOG icon
414
ALPS REIT Dividend Dogs ETF
RDOG
$11.6M
$631K 0.03%
15,776
-4,081
-21% -$163K
SI
415
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$629K 0.03%
5,222
– –
TXN icon
416
Texas Instruments
TXN
$257B
$625K 0.03%
15,508
+1,235
+9% +$48K
ULTI
417
DELISTED
Ultimate Software Group Inc
ULTI
$624K 0.03%
4,233
+1,320
+45% +$183K
PRLB icon
418
Protolabs
PRLB
$1.89B
$620K 0.03%
8,114
+2,240
+38% +$155K
GDV icon
419
Gabelli Dividend & Income Trust
GDV
$2.6B
$612K 0.03%
32,456
– –
MET icon
420
MetLife
MET
$60.3B
$610K 0.03%
14,567
-745
-5% -$32.1K
SCHW
421
Charles Schwab
SCHW
$176B
$610K 0.03%
28,846
-3,135
-10% -$68.2K
BCS.PRD.CL
422
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$607K 0.03%
23,870
+600
+3% +$15.2K
PPG icon
423
PPG Industries
PPG
$25.9B
$606K 0.03%
7,258
+40
+0.6% +$3.2K
FEI
424
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$606K 0.03%
+30,950
New +$620K
PXD
425
DELISTED
Pioneer Natural Resource Co.
PXD
$602K 0.03%
3,191
+106
+3% +$18K
15 16
17
18 19

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.