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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIBR icon
376
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$1.9M 0.04%
49,230
+995
+2% +$42.3K
EQIX icon
377
Equinix
EQIX
$107B
$1.9M 0.04%
3,333
-1,422
-30% -$929K
DXCM icon
378
DexCom
DXCM
$27.6B
$1.89M 0.04%
23,414
+1,556
+7% +$132K
QYLD icon
379
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$1.88M 0.04%
120,188
+1,530
+1% +$26.8K
VEEV icon
380
Veeva Systems
VEEV
$30.3B
$1.87M 0.04%
11,349
+1,037
+10% +$207K
THQ
381
abrdn Healthcare Opportunities Fund
THQ
$769M
$1.86M 0.04%
102,727
+2,897
+3% +$58K
BDJ icon
382
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$1.83M 0.04%
225,602
+5,170
+2% +$47.7K
MKC icon
383
McCormick & Company Non-Voting
MKC
$13.4B
$1.83M 0.04%
25,673
+16,154
+170% +$1.35M
HIG icon
384
Hartford Financial Services
HIG
$38.5B
$1.82M 0.04%
29,463
-4,457
-13% -$290K
IAT icon
385
iShares US Regional Banks ETF
IAT
$685M
$1.82M 0.04%
38,040
-1,060
-3% -$55.1K
MMP
386
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.82M 0.04%
38,220
+99
+0.3% +$4.97K
MKTX icon
387
MarketAxess Holdings
MKTX
$4.15B
$1.8M 0.04%
8,087
-68
-0.8% -$17.5K
SPTI icon
388
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$1.79M 0.04%
63,513
-122
-0.2% -$3.57K
JEMA icon
389
JPMorgan ActiveBuilders Emerging Markets Equity ETF
JEMA
$1.6B
$1.79M 0.04%
56,050
+21,400
+62% +$758K
IYW icon
390
iShares US Technology ETF
IYW
$23.7B
$1.76M 0.04%
23,993
-5,368
-18% -$455K
XYZ
391
Block Inc
XYZ
$45.9B
$1.76M 0.04%
32,004
+7,528
+31% +$533K
DD icon
392
DuPont de Nemours
DD
$18.6B
$1.75M 0.04%
27,608
-828
-3% -$59.1K
ISRG icon
393
Intuitive Surgical
ISRG
$121B
$1.74M 0.04%
9,292
-15,141
-62% -$3.25M
SJNK icon
394
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.73M 0.04%
72,604
+1,996
+3% +$49.2K
AMD icon
395
Advanced Micro Devices
AMD
$851B
$1.72M 0.04%
27,190
+2,858
+12% +$243K
LNKB
396
DELISTED
LINKBANCORP
LNKB
$1.72M 0.04%
+229,645
New +$1.73M
OEF icon
397
iShares S&P 100 ETF
OEF
$19.8B
$1.72M 0.04%
10,578
-715
-6% -$130K
IVE icon
398
iShares S&P 500 Value ETF
IVE
$48.9B
$1.72M 0.04%
13,366
-2,425
-15% -$344K
TPL icon
399
Texas Pacific Land
TPL
$28.9B
$1.71M 0.04%
8,640
-324
-4% -$62.4K
SCTL
400
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$1.69M 0.04%
1,039,017
+10,885
+1% +$12.7K
14 15
16
17 18

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.