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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDE icon
376
Vanguard Energy ETF
VDE
$9.87B
$2.86M 0.05%
42,110
+3,851
+10% +$246K
GBIL icon
377
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$2.86M 0.05%
28,549
+1,639
+6% +$164K
CDMO
378
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$2.86M 0.05%
156,695
-5,196
-3% -$86.3K
CBOE icon
379
Cboe Global Markets
CBOE
$30.2B
$2.85M 0.05%
28,933
+2,188
+8% +$214K
FISV
380
Fiserv Inc
FISV
$27.9B
$2.85M 0.05%
23,974
+17,873
+293% +$2.05M
SHW icon
381
Sherwin-Williams
SHW
$80.7B
$2.85M 0.05%
11,586
+2,265
+24% +$540K
SPTI icon
382
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$2.85M 0.05%
88,806
– –
HYS icon
383
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$2.83M 0.05%
28,567
+4,550
+19% +$448K
EA icon
384
Electronic Arts
EA
$52.4B
$2.82M 0.05%
20,844
-355
-2% -$49.2K
FFEB icon
385
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$2.82M 0.05%
81,872
+42,794
+110% +$1.44M
DORM icon
386
Dorman Products
DORM
$4.08B
$2.82M 0.05%
27,480
-1,448
-5% -$144K
HRL icon
387
Hormel Foods
HRL
$14.3B
$2.81M 0.05%
58,904
+8,910
+18% +$421K
TFLO icon
388
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$2.81M 0.05%
55,885
– –
MGA icon
389
Magna International
MGA
$18.3B
$2.81M 0.05%
31,856
+4,010
+14% +$325K
ATO icon
390
Atmos Energy
ATO
$29.7B
$2.78M 0.05%
28,145
+3,274
+13% +$298K
WTRG icon
391
Essential Utilities
WTRG
$11.2B
$2.77M 0.05%
61,973
+6,040
+11% +$273K
VFC icon
392
VF Corp
VFC
$6.72B
$2.76M 0.05%
34,541
+8,178
+31% +$664K
ALLY icon
393
Ally Financial
ALLY
$13.3B
$2.74M 0.05%
60,684
+604
+1% +$25.3K
IP icon
394
International Paper
IP
$22.5B
$2.73M 0.04%
53,336
+3,371
+7% +$164K
IVC
395
DELISTED
Invacare Corporation
IVC
$2.73M 0.04%
340,354
+14,103
+4% +$131K
CSGP icon
396
CoStar Group
CSGP
$11.9B
$2.73M 0.04%
33,210
-700
-2% -$60.4K
AGG icon
397
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.72M 0.04%
23,901
-2,375
-9% -$275K
IJK icon
398
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$2.71M 0.04%
34,542
+12,476
+57% +$961K
AN icon
399
AutoNation
AN
$7.1B
$2.71M 0.04%
29,031
-634
-2% -$50.8K
BSCQ icon
400
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$2.7M 0.04%
126,601
+54,960
+77% +$1.19M
14 15
16
17 18

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.