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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.28B
AUM Growth
+$42.1M
Cap. Flow
-$10.1M
Cap. Flow %
-0.44%
Top 10 Hldgs %
26.52%
Holding
810
New
42
Increased
333
Reduced
333
Closed
37

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$7.89M
2
ABBV icon
AbbVie
ABBV
+$3.33M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.22M
4
SNY icon
Sanofi
SNY
+$3.01M
5
AAPL icon
Apple
AAPL
+$2.97M

Top Sells

Rank Stock Value
1
IHS
IHS INC CL-A COM STK
IHS
+$5.57M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.13M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.69M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.33M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.24M

Sector Composition

Rank Sector Weight
1 Healthcare 9.16%
2 Financials 7.79%
3 Consumer Staples 7.45%
4 Technology 6.2%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DO
376
DELISTED
Diamond Offshore Drilling
DO
$984K 0.04%
55,878
-1,441
-3% -$28.9K
QQEW icon
377
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$983K 0.04%
21,480
+496
+2% +$22.2K
HSBC icon
378
HSBC
HSBC
$357B
$981K 0.04%
28,883
+1,504
+5% +$47.2K
MTSC
379
DELISTED
MTS Systems Corp
MTSC
$978K 0.04%
21,247
-699
-3% -$32.9K
PAGP icon
380
Plains GP Holdings
PAGP
$5.16B
$970K 0.04%
28,144
+21,759
+341% +$656K
SJM icon
381
J.M. Smucker
SJM
$12.9B
$962K 0.04%
7,095
-19,037
-73% -$2.79M
FIS icon
382
Fidelity National Information Services
FIS
$22.3B
$960K 0.04%
12,457
-181
-1% -$14.1K
TSC
383
DELISTED
TriState Capital Holdings, Inc.
TSC
$960K 0.04%
59,465
– –
TRIB
384
Trinity Biotech
TRIB
$6.18M
$921K 0.04%
465
-71
-13% -$133K
SUB icon
385
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$919K 0.04%
8,670
-8,655
-50% -$920K
TTE icon
386
TotalEnergies
TTE
$187B
$914K 0.04%
19,168
+203
+1% +$9.7K
MOS icon
387
The Mosaic Company
MOS
$7.1B
$908K 0.04%
+37,141
New +$1.01M
PACW
388
DELISTED
PacWest Bancorp
PACW
$908K 0.04%
21,164
+476
+2% +$19.8K
NUE icon
389
Nucor
NUE
$56.4B
$906K 0.04%
18,326
-427
-2% -$21.7K
MDLZ icon
390
Mondelez International
MDLZ
$77.9B
$902K 0.04%
20,550
-4,397
-18% -$193K
FXO icon
391
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$899K 0.04%
+36,998
New +$891K
CSGP icon
392
CoStar Group
CSGP
$11.9B
$875K 0.04%
40,410
-140
-0.3% -$2.98K
HP icon
393
Helmerich & Payne
HP
$3.36B
$875K 0.04%
12,998
+279
+2% +$17.5K
ETR icon
394
Entergy
ETR
$53.1B
$872K 0.04%
22,724
+1,022
+5% +$40.7K
KNGT
395
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$866K 0.04%
30,173
-1,337
-4% -$38.4K
SONC
396
DELISTED
Sonic Corp
SONC
$864K 0.04%
33,015
+2,903
+10% +$79.9K
RFG icon
397
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$345M
$857K 0.04%
34,360
-160
-0.5% -$4.03K
MNR
398
DELISTED
Monmouth Real Estate Investment Corp
MNR
$856K 0.04%
60,008
+17,748
+42% +$247K
IUSB icon
399
iShares Core Universal USD Bond ETF
IUSB
$43B
$852K 0.04%
+16,347
New +$851K
CHUY
400
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$852K 0.04%
30,509
-38,436
-56% -$1.24M
14 15
16
17 18

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Stephens Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Stephens Inc held 810 positions worth $2.28B, up 1.9% from $2.24B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Stephens Inc's Q3 2016 filing shows 42 new, 333 increased, 333 reduced and 37 closed positions. Its largest new stake was iShares US Transportation ETF: 71,556 shares worth $2.6M. The largest sale was IHS INC CL-A COM STK, an estimated $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 9.2% of assets, down from 9.2% a quarter earlier, followed by Financials and Consumer Staples.

  • Stephens Inc's largest Q3 2016 buy was iShares US Transportation ETF: 71,556 shares worth $2.6M.
  • Stephens Inc added most to Home BancShares in Q3 2016, an estimated $7.89M increase.
  • Stephens Inc's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.13M.
  • Stephens Inc fully exited IHS INC CL-A COM STK in Q3 2016, selling an estimated $5.57M.
  • Stephens Inc's ten largest holdings make up 27% of its $2.28B portfolio in Q3 2016.
  • Stephens Inc opened 42 new positions and closed 37 in Q3 2016.
  • Stephens Inc's portfolio value rose 1.9% quarter-over-quarter to $2.28B.

Based on Stephens Inc's 13F filing for Q3 2016, filed 10 Nov 2016.