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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
376
Intuit
INTU
$79.7B
$753K 0.04%
11,358
-458
-4% -$29.5K
OHI icon
377
Omega Healthcare
OHI
$15.4B
$749K 0.04%
25,070
+1,730
+7% +$52.6K
AEC
378
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$748K 0.04%
50,172
-475
-0.9% -$7.23K
OEF icon
379
iShares S&P 100 ETF
OEF
$19.9B
$745K 0.04%
9,952
-198
-2% -$14.9K
XONE
380
DELISTED
The ExOne Company
XONE
$738K 0.04%
17,330
+16,560
+2,151% +$1.04M
GPC icon
381
Genuine Parts
GPC
$16.9B
$733K 0.04%
9,060
+490
+6% +$39.8K
AUY
382
DELISTED
Yamana Gold, Inc.
AUY
$731K 0.04%
70,244
+3,055
+5% +$32.2K
BWLD
383
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$720K 0.04%
6,476
+1,390
+27% +$146K
UNM icon
384
Unum
UNM
$13.8B
$716K 0.04%
23,507
-382
-2% -$11.7K
TM icon
385
Toyota
TM
$211B
$712K 0.04%
5,564
-200
-3% -$25.5K
XLK icon
386
State Street Technology Select Sector SPDR ETF
XLK
$116B
$711K 0.04%
+44,380
New +$708K
EMR icon
387
Emerson Electric
EMR
$83.1B
$709K 0.04%
10,952
-266
-2% -$16.3K
BTZ icon
388
BlackRock Credit Allocation Income Trust
BTZ
$932M
$707K 0.04%
54,210
+31
+0.1% +$390
PCP
389
DELISTED
PRECISION CASTPARTS CORP
PCP
$706K 0.04%
3,107
-80
-3% -$18K
GEL icon
390
Genesis Energy
GEL
$1.86B
$704K 0.04%
14,065
+900
+7% +$45.3K
IGR
391
CBRE Global Real Estate Income Fund
IGR
$706M
$701K 0.04%
86,702
+3,737
+5% +$31.3K
EPB
392
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$697K 0.04%
16,513
– –
ABCO
393
DELISTED
Advisory Board Co
ABCO
$681K 0.04%
11,444
+4,195
+58% +$241K
ESC
394
DELISTED
EMERITUS CORP
ESC
$680K 0.04%
36,712
+6,107
+20% +$137K
ECL icon
395
Ecolab
ECL
$75.5B
$675K 0.04%
6,834
+710
+12% +$66.1K
MSI icon
396
Motorola Solutions
MSI
$68.4B
$670K 0.04%
11,280
+3,857
+52% +$222K
GLW icon
397
Corning
GLW
$130B
$669K 0.04%
45,850
+550
+1% +$8.14K
RF icon
398
Regions Financial
RF
$26.3B
$669K 0.04%
72,291
+16,665
+30% +$163K
XLV icon
399
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$669K 0.04%
13,227
-727
-5% -$36.5K
ALL icon
400
Allstate
ALL
$66.5B
$667K 0.04%
13,194
+945
+8% +$47.5K
14 15
16
17 18

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.