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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
351
PNC Financial Services
PNC
$100B
$2.18M 0.04%
13,785
+87
+0.6% +$13.7K
JWN
352
DELISTED
Nordstrom
JWN
$2.17M 0.04%
134,707
+4,229
+3% +$80.9K
TRTN
353
DELISTED
Triton International Limited
TRTN
$2.17M 0.04%
+31,498
New +$1.99M
HIG icon
354
Hartford Financial Services
HIG
$38.5B
$2.16M 0.04%
28,550
-913
-3% -$65.7K
CARR icon
355
Carrier Global
CARR
$57.2B
$2.16M 0.04%
52,478
-6,022
-10% -$244K
GBIL icon
356
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$2.16M 0.04%
21,632
-1,552
-7% -$155K
SPLK
357
DELISTED
Splunk Inc
SPLK
$2.15M 0.04%
24,969
+2,457
+11% +$198K
SLV icon
358
iShares Silver Trust
SLV
$28.1B
$2.15M 0.04%
97,470
+54,098
+125% +$1.06M
SUB icon
359
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.14M 0.04%
20,551
-4,333
-17% -$448K
FLOT icon
360
iShares Floating Rate Bond ETF
FLOT
$10.1B
$2.11M 0.04%
41,963
-1,995
-5% -$100K
FCNCA icon
361
First Citizens BancShares
FCNCA
$24.6B
$2.11M 0.04%
2,779
– –
FAST icon
362
Fastenal
FAST
$54B
$2.09M 0.04%
88,338
+482
+0.5% +$11.8K
ICSH icon
363
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$2.09M 0.04%
41,710
-19,924
-32% -$996K
PGR icon
364
Progressive
PGR
$124B
$2.08M 0.04%
16,022
-333
-2% -$42.2K
TROW icon
365
T. Rowe Price
TROW
$25B
$2.07M 0.04%
18,991
-13,237
-41% -$1.5M
VIGI icon
366
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
$2.06M 0.04%
29,540
-1,668
-5% -$112K
ITOT icon
367
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$2.03M 0.04%
23,894
+4
+0% +$341
QQQX icon
368
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$2.02M 0.04%
99,022
+92
+0.1% +$2.01K
EQIX icon
369
Equinix
EQIX
$107B
$2.02M 0.04%
3,080
-253
-8% -$156K
EP.PRC icon
370
El Paso Energy Capital Trust I
EP.PRC
$225M
$2.01M 0.04%
44,697
+1,361
+3% +$61.6K
XLP icon
371
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$2M 0.04%
26,877
+1,989
+8% +$145K
DOCU
372
DocuSign
DOCU
$9.63B
$1.99M 0.04%
35,934
-3,118
-8% -$152K
IUSB icon
373
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$1.99M 0.04%
44,304
-970
-2% -$43.4K
MKC icon
374
McCormick & Company Non-Voting
MKC
$13.4B
$1.98M 0.04%
23,943
-1,730
-7% -$139K
FCX icon
375
Freeport-McMoran
FCX
$90B
$1.97M 0.04%
51,816
+3,115
+6% +$109K
13 14
15
16 17

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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.