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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
351
Amphenol
APH
$188B
$3.46M 0.05%
94,346
-8,722
-8% -$320K
BEN icon
352
Franklin Resources
BEN
$16.9B
$3.45M 0.05%
116,175
-50,955
-30% -$1.59M
CM icon
353
Canadian Imperial Bank of Commerce
CM
$107B
$3.45M 0.05%
61,954
-13,728
-18% -$791K
UFOX
354
Defiance Space and Connective Tech ETF
UFOX
$851M
$3.35M 0.05%
+92,351
New +$3.5M
FTXR icon
355
First Trust Nasdaq Transportation ETF
FTXR
$1.09B
$3.33M 0.05%
108,108
+7,937
+8% +$254K
FXZ icon
356
First Trust Materials AlphaDEX Fund
FXZ
$378M
$3.32M 0.05%
59,348
+3,852
+7% +$220K
NVO
357
Novo Nordisk
NVO
$216B
$3.29M 0.05%
68,606
-64,084
-48% -$3.1M
WTRG icon
358
Essential Utilities
WTRG
$11.2B
$3.29M 0.05%
71,285
+1,664
+2% +$80.6K
VLO icon
359
Valero Energy
VLO
$89.8B
$3.28M 0.05%
46,524
-12,745
-22% -$848K
PGX icon
360
Invesco Preferred ETF
PGX
$3.84B
$3.25M 0.05%
216,359
+75,762
+54% +$1.15M
VDE icon
361
Vanguard Energy ETF
VDE
$10.1B
$3.19M 0.05%
43,192
+3
+0% +$209
VLUE icon
362
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$3.18M 0.05%
31,575
+18,820
+148% +$1.96M
CSX icon
363
CSX Corp
CSX
$98.6B
$3.13M 0.05%
105,072
+4,567
+5% +$146K
CSGP icon
364
CoStar Group
CSGP
$11.3B
$3.12M 0.05%
36,238
+750
+2% +$64.8K
CARR icon
365
Carrier Global
CARR
$57.2B
$3.12M 0.05%
60,175
-2,525
-4% -$136K
AEP icon
366
American Electric Power
AEP
$73.7B
$3.11M 0.05%
38,354
-8,740
-19% -$763K
CGNT icon
367
Cognyte Software
CGNT
$612M
$3.1M 0.05%
151,055
+41,645
+38% +$1.06M
PGR icon
368
Progressive
PGR
$124B
$3.07M 0.05%
33,959
-5,231
-13% -$499K
VOD icon
369
Vodafone
VOD
$34.9B
$3.06M 0.05%
198,301
-18,189
-8% -$301K
EW icon
370
Edwards Lifesciences
EW
$47.6B
$3.04M 0.05%
26,896
+405
+2% +$46.2K
HCA icon
371
HCA Healthcare
HCA
$84.8B
$3.04M 0.05%
12,527
-935
-7% -$229K
AGG icon
372
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.03M 0.05%
26,402
+2,648
+11% +$307K
PPL
373
PPL Corp
PPL
$27.3B
$3.02M 0.05%
108,421
-8,669
-7% -$250K
STX icon
374
Seagate
STX
$193B
$2.96M 0.05%
35,910
-5,525
-13% -$481K
CIBR icon
375
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$2.95M 0.05%
60,616
+11,034
+22% +$546K
13 14
15
16 17

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.