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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVC
351
DELISTED
Invacare Corporation
IVC
$2.42M 0.05%
322,028
+18,101
+6% +$126K
LHX icon
352
L3Harris
LHX
$56.5B
$2.42M 0.05%
14,249
+711
+5% +$125K
ABMD
353
DELISTED
Abiomed Inc
ABMD
$2.4M 0.05%
8,680
+8
+0.1% +$2.31K
PXD
354
DELISTED
Pioneer Natural Resource Co.
PXD
$2.36M 0.05%
27,460
-503
-2% -$49.5K
HBI
355
DELISTED
Hanesbrands
HBI
$2.35M 0.05%
148,994
-3,731
-2% -$54.8K
XLI icon
356
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$2.32M 0.05%
30,110
+6,562
+28% +$491K
TRUE
357
DELISTED
TrueCar
TRUE
$2.31M 0.05%
461,871
+96,647
+26% +$408K
EG icon
358
Everest Group
EG
$15.4B
$2.31M 0.05%
11,673
-3,856
-25% -$826K
SPIP icon
359
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$2.3M 0.05%
74,610
-7,240
-9% -$223K
OZK icon
360
Bank OZK
OZK
$5.5B
$2.3M 0.05%
107,952
-9,098
-8% -$212K
DEO icon
361
Diageo
DEO
$47.3B
$2.29M 0.05%
16,671
-4,412
-21% -$608K
MINT icon
362
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.29M 0.05%
22,490
-30,133
-57% -$3.07M
MS icon
363
Morgan Stanley
MS
$337B
$2.29M 0.05%
47,305
-3,281
-6% -$165K
BSV icon
364
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.28M 0.04%
27,447
+1,225
+5% +$102K
HYS icon
365
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$2.28M 0.04%
24,288
+2,335
+11% +$219K
NVO
366
Novo Nordisk
NVO
$220B
$2.28M 0.04%
65,586
+502
+0.8% +$16.7K
TRP icon
367
TC Energy
TRP
$71.2B
$2.26M 0.04%
53,836
+5,442
+11% +$249K
IUSB icon
368
iShares Core Universal USD Bond ETF
IUSB
$43B
$2.24M 0.04%
41,112
+100
+0.2% +$5.46K
WTRG icon
369
Essential Utilities
WTRG
$11.2B
$2.21M 0.04%
55,037
+6,652
+14% +$286K
CB icon
370
Chubb
CB
$139B
$2.21M 0.04%
18,991
-10,179
-35% -$1.28M
VGT icon
371
Vanguard Information Technology ETF
VGT
$138B
$2.19M 0.04%
56,272
-736
-1% -$27.7K
SBNY
372
DELISTED
Signature Bank
SBNY
$2.18M 0.04%
26,268
+744
+3% +$74.1K
BEN icon
373
Franklin Resources
BEN
$17.3B
$2.16M 0.04%
106,015
-9,652
-8% -$203K
NFLX icon
374
Netflix
NFLX
$293B
$2.15M 0.04%
43,010
+4,340
+11% +$216K
HBAN icon
375
Huntington Bancshares
HBAN
$34.7B
$2.13M 0.04%
232,440
-11,175
-5% -$104K
13 14
15
16 17

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.