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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.67B
AUM Growth
-$95.4M
Cap. Flow
-$228M
Cap. Flow %
-8.55%
Top 10 Hldgs %
20.8%
Holding
737
New
34
Increased
285
Reduced
349
Closed
50

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$15.3M
2
JCI icon
Johnson Controls International
JCI
+$4.35M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$3.56M
4
UPS icon
United Parcel Service
UPS
+$3.41M
5
LUMN icon
Lumen
LUMN
+$3.41M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$64.3M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$50.4M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$37.4M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$37.4M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 9.7%
2 Consumer Staples 7.76%
3 Technology 7.32%
4 Healthcare 7%
5 Industrials 6.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
351
Ameriprise Financial
AMP
$47.6B
$1.12M 0.04%
6,621
+581
+10% +$93.1K
ATO icon
352
Atmos Energy
ATO
$29.7B
$1.12M 0.04%
13,046
+4,342
+50% +$382K
VPL icon
353
Vanguard FTSE Pacific ETF
VPL
$8.06B
$1.11M 0.04%
15,178
-4,696
-24% -$335K
MRCC
354
DELISTED
Monroe Capital Corp
MRCC
$1.1M 0.04%
80,300
+5,644
+8% +$80.8K
DOC icon
355
Healthpeak Properties
DOC
$15.5B
$1.1M 0.04%
42,256
+1,990
+5% +$52.8K
RITM icon
356
Rithm Capital
RITM
$5.15B
$1.09M 0.04%
61,164
+555
+0.9% +$9.77K
ETR icon
357
Entergy
ETR
$53.1B
$1.08M 0.04%
26,668
-2,754
-9% -$115K
QQEW icon
358
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$1.06M 0.04%
18,386
-276
-1% -$15.7K
APO icon
359
Apollo Global Management
APO
$71.6B
$1.06M 0.04%
31,552
+3,388
+12% +$106K
VGK icon
360
Vanguard FTSE Europe ETF
VGK
$30.1B
$1.05M 0.04%
17,841
+823
+5% +$48K
UNM icon
361
Unum
UNM
$13.8B
$1.05M 0.04%
19,196
-813
-4% -$43.6K
BMO icon
362
Bank of Montreal
BMO
$125B
$1.05M 0.04%
13,146
+61
+0.5% +$4.76K
ELS icon
363
Equity Lifestyle Properties
ELS
$12.6B
$1.04M 0.04%
23,356
-4,200
-15% -$187K
MOS icon
364
The Mosaic Company
MOS
$7.1B
$1.03M 0.04%
40,100
-4,300
-10% -$98.8K
PNR icon
365
Pentair
PNR
$10.2B
$1.03M 0.04%
21,671
-470
-2% -$22K
AMAT icon
366
Applied Materials
AMAT
$410B
$1.03M 0.04%
20,076
+1,775
+10% +$96.2K
HAL icon
367
Halliburton
HAL
$26.8B
$1.02M 0.04%
20,901
-717
-3% -$31.6K
TUP
368
DELISTED
Tupperware Brands Corporation
TUP
$1.02M 0.04%
16,241
-3,292
-17% -$202K
IJT icon
369
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$1.02M 0.04%
11,956
+2,052
+21% +$172K
KEY icon
370
KeyCorp
KEY
$24.1B
$1.02M 0.04%
50,401
-4,191
-8% -$79K
BWXT icon
371
BWX Technologies
BWXT
$16.2B
$1.01M 0.04%
16,662
-8
-0% -$483
IGHG icon
372
ProShares Investment Grade-Interest Rate Hedged
IGHG
$328M
$1M 0.04%
13,050
+2,125
+19% +$163K
HYLS icon
373
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$997K 0.04%
20,530
-570
-3% -$27.8K
MLPA icon
374
Global X MLP ETF
MLPA
$2.25B
$995K 0.04%
16,815
+10,273
+157% +$600K
OHI icon
375
Omega Healthcare
OHI
$15.3B
$993K 0.04%
36,044
-19,088
-35% -$551K
13 14
15
16 17

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Stephens Inc's Q4 2017 Portfolio in Review

As of Q4 2017, Stephens Inc held 737 positions worth $2.67B, down 3.4% from $2.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc withdrew a net $228M in Q4 2017, closing 50 positions and reducing 349 holdings. Its most notable exit was State Street SPDR S&P Insurance ETF, an estimated $1.93M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Stephens Inc opened a new position in iShares US Basic Materials ETF worth $2.33M.

  • Stephens Inc's largest Q4 2017 buy was iShares US Basic Materials ETF: 22,852 shares worth $2.33M.
  • Stephens Inc added most to iShares Select Dividend ETF in Q4 2017, an estimated $15.3M increase.
  • Stephens Inc's biggest Q4 2017 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $64.3M.
  • Stephens Inc fully exited State Street SPDR S&P Insurance ETF in Q4 2017, selling an estimated $1.93M.
  • Stephens Inc's ten largest holdings make up 21% of its $2.67B portfolio in Q4 2017.
  • Stephens Inc opened 34 new positions and closed 50 in Q4 2017.
  • Stephens Inc's portfolio value fell 3.4% quarter-over-quarter to $2.67B.

Based on Stephens Inc's 13F filing for Q4 2017, filed 5 Feb 2018.