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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPR icon
351
Tapestry
TPR
$30B
$835K 0.05%
16,817
-26,095
-61% -$1.3M
WPX
352
DELISTED
WPX Energy, Inc.
WPX
$827K 0.05%
45,872
-270
-0.6% -$4.98K
DO
353
DELISTED
Diamond Offshore Drilling
DO
$827K 0.05%
16,954
+8,344
+97% +$411K
OEF icon
354
iShares S&P 100 ETF
OEF
$19.7B
$825K 0.05%
9,963
-236
-2% -$19.2K
EMR icon
355
Emerson Electric
EMR
$81.8B
$823K 0.04%
12,313
+1,038
+9% +$68.3K
AUY
356
DELISTED
Yamana Gold, Inc.
AUY
$820K 0.04%
93,401
+13,483
+17% +$130K
VLO icon
357
Valero Energy
VLO
$90B
$816K 0.04%
+15,376
New +$787K
XLK icon
358
State Street Technology Select Sector SPDR ETF
XLK
$110B
$811K 0.04%
44,614
-1,094
-2% -$19.5K
CPB icon
359
Campbell Soup
CPB
$6.81B
$806K 0.04%
17,966
+701
+4% +$30K
XLV icon
360
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
$806K 0.04%
13,781
+39
+0.3% +$2.25K
RBS.PRT
361
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$803K 0.04%
32,225
-695
-2% -$17.3K
PAYX icon
362
Paychex
PAYX
$44.1B
$800K 0.04%
18,778
+973
+5% +$41.3K
CAB
363
DELISTED
Cabela's Inc
CAB
$793K 0.04%
12,112
-1,165
-9% -$78.4K
MHK icon
364
Mohawk Industries
MHK
$6.94B
$792K 0.04%
5,821
-18
-0.3% -$2.58K
MET icon
365
MetLife
MET
$62.6B
$791K 0.04%
16,819
+165
+1% +$7.58K
NOC icon
366
Northrop Grumman
NOC
$77.2B
$790K 0.04%
6,406
-1,724
-21% -$204K
RGEN icon
367
Repligen
RGEN
$7.01B
$787K 0.04%
61,200
-117,214
-66% -$1.68M
ABCO
368
DELISTED
Advisory Board Co
ABCO
$780K 0.04%
12,146
+67
+0.6% +$4.25K
PCP
369
DELISTED
PRECISION CASTPARTS CORP
PCP
$777K 0.04%
3,075
-18
-0.6% -$4.66K
CPHD
370
DELISTED
Cepheid Inc
CPHD
$773K 0.04%
14,982
+240
+2% +$12.2K
SCHW
371
Charles Schwab
SCHW
$185B
$768K 0.04%
28,089
+116
+0.4% +$3.03K
TSN icon
372
Tyson Foods
TSN
$21.5B
$763K 0.04%
17,339
-1,557
-8% -$59K
FLR icon
373
Fluor
FLR
$6.59B
$761K 0.04%
9,785
-2
-0% -$156
TRGP icon
374
Targa Resources
TRGP
$57.1B
$759K 0.04%
7,644
+850
+13% +$79.5K
EMN icon
375
Eastman Chemical
EMN
$7.66B
$755K 0.04%
+8,754
New +$718K
13 14
15
16 17

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.