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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
326
Invesco Preferred ETF
PGX
$3.84B
$2.48M 0.05%
226,219
-21,034
-9% -$235K
DIVO icon
327
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$2.47M 0.05%
71,155
-8,777
-11% -$316K
SEIC icon
328
SEI Investments
SEIC
$11.9B
$2.45M 0.05%
40,643
-1,022
-2% -$62.8K
KAPR icon
329
Innovator US Small Cap Power Buffer ETF April
KAPR
$214M
$2.43M 0.05%
90,900
-225
-0.2% -$6.2K
MLPA icon
330
Global X MLP ETF
MLPA
$2.28B
$2.43M 0.05%
54,495
+11,608
+27% +$508K
RDVY icon
331
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$2.43M 0.05%
52,872
-1,707
-3% -$81.6K
BSV icon
332
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.42M 0.05%
32,148
+15
+0% +$1.13K
ISRG icon
333
Intuitive Surgical
ISRG
$121B
$2.4M 0.05%
8,196
-316
-4% -$98.7K
SFNC icon
334
Simmons First National
SFNC
$3.35B
$2.38M 0.05%
140,316
+542
+0.4% +$9.77K
SCHW
335
Charles Schwab
SCHW
$177B
$2.36M 0.05%
43,067
-13,979
-25% -$845K
WTRG icon
336
Essential Utilities
WTRG
$11.2B
$2.35M 0.05%
68,507
-411
-0.6% -$15.9K
CG icon
337
Carlyle Group
CG
$16.3B
$2.32M 0.04%
76,867
+3,284
+4% +$106K
XLP icon
338
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$2.3M 0.04%
33,465
+5,720
+21% +$419K
FAST icon
339
Fastenal
FAST
$54B
$2.3M 0.04%
84,006
-5,602
-6% -$159K
FCFS icon
340
FirstCash
FCFS
$8.55B
$2.29M 0.04%
22,766
+11,907
+110% +$1.12M
QSPT icon
341
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$617M
$2.27M 0.04%
+104,847
New +$2.27M
PARA
342
DELISTED
Paramount Global Class B
PARA
$2.26M 0.04%
175,463
-107,110
-38% -$1.59M
MDLZ icon
343
Mondelez International
MDLZ
$77.7B
$2.26M 0.04%
32,598
-628
-2% -$45.3K
FCX icon
344
Freeport-McMoran
FCX
$90B
$2.25M 0.04%
60,308
+1,455
+2% +$58.6K
JCI icon
345
Johnson Controls International
JCI
$87.5B
$2.25M 0.04%
42,203
-1,167
-3% -$72K
GSEP icon
346
FT Vest US Equity Moderate Buffer ETF September
GSEP
$351M
$2.24M 0.04%
+75,702
New +$2.25M
ILMN icon
347
Illumina
ILMN
$29.4B
$2.18M 0.04%
16,340
-20,243
-55% -$3.33M
HDV
348
iShares Core High Dividend ETF
HDV
$14.4B
$2.18M 0.04%
110,075
– –
IYW icon
349
iShares US Technology ETF
IYW
$23.7B
$2.18M 0.04%
20,735
– –
BSX icon
350
Boston Scientific
BSX
$65.8B
$2.17M 0.04%
41,139
+2,012
+5% +$106K
12 13
14
15 16

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.