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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCNCA icon
326
First Citizens BancShares
FCNCA
$24.7B
$2.66M 0.05%
2,737
-42
-2% -$31.2K
JCI icon
327
Johnson Controls International
JCI
$85.1B
$2.62M 0.05%
43,437
+217
+0.5% +$13.9K
UBER icon
328
Uber
UBER
$145B
$2.61M 0.05%
82,417
-12,200
-13% -$387K
FHN icon
329
First Horizon
FHN
$12.2B
$2.61M 0.05%
146,831
+7,661
+6% +$170K
TTE icon
330
TotalEnergies
TTE
$193B
$2.57M 0.05%
43,511
-1,179
-3% -$72.5K
FFEB icon
331
FT Vest US Equity Buffer ETF February
FFEB
$1.36B
$2.54M 0.05%
67,982
+17,947
+36% +$655K
RDVY icon
332
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$2.54M 0.05%
56,579
+1,202
+2% +$55.2K
PVH icon
333
PVH
PVH
$4.07B
$2.54M 0.05%
28,464
+8,777
+45% +$716K
DXCM icon
334
DexCom
DXCM
$29B
$2.52M 0.05%
21,694
-568
-3% -$63.6K
SPLK
335
DELISTED
Splunk Inc
SPLK
$2.48M 0.05%
25,835
+866
+3% +$83K
SNSR icon
336
Global X Internet of Things ETF
SNSR
$211M
$2.48M 0.05%
+74,422
New +$2.38M
HRL icon
337
Hormel Foods
HRL
$14.2B
$2.47M 0.05%
62,001
-1,212
-2% -$52.3K
BSV icon
338
Vanguard Short-Term Bond ETF
BSV
$44.7B
$2.47M 0.05%
32,311
-36
-0.1% -$2.73K
PGR icon
339
Progressive
PGR
$128B
$2.47M 0.05%
17,266
+1,244
+8% +$172K
XSD icon
340
State Street SPDR S&P Semiconductor ETF
XSD
$2.51B
$2.46M 0.05%
+11,807
New +$2.31M
ABG icon
341
Asbury Automotive
ABG
$4.62B
$2.45M 0.05%
11,673
+10,431
+840% +$2.21M
CARR icon
342
Carrier Global
CARR
$49.8B
$2.44M 0.05%
53,399
+921
+2% +$41.2K
GENZ
343
VanEck Digital Native Economy ETF
GENZ
$17.4M
$2.43M 0.05%
+54,876
New +$2.35M
FEZ icon
344
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
$2.41M 0.05%
+53,776
New +$2.31M
VNT icon
345
Vontier
VNT
$4.54B
$2.41M 0.05%
87,971
+90
+0.1% +$2.17K
GRID
346
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$10.8B
$2.4M 0.05%
+24,559
New +$2.31M
JWN
347
DELISTED
Nordstrom
JWN
$2.4M 0.05%
147,303
+12,596
+9% +$235K
AIRR icon
348
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.53B
$2.39M 0.05%
+49,812
New +$2.39M
SEIC icon
349
SEI Investments
SEIC
$12.3B
$2.38M 0.05%
41,379
+169
+0.4% +$10.1K
MDLZ icon
350
Mondelez International
MDLZ
$83.4B
$2.37M 0.05%
33,992
-45
-0.1% -$2.98K
12 13
14
15 16

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.