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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
326
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$2.45M 0.05%
+157,207
New +$2.53M
CSX icon
327
CSX Corp
CSX
$98.6B
$2.44M 0.05%
91,661
-1,633
-2% -$50.8K
EW icon
328
Edwards Lifesciences
EW
$47.6B
$2.43M 0.05%
29,366
+4,644
+19% +$447K
NEM icon
329
Newmont
NEM
$99.5B
$2.41M 0.05%
57,409
+24,254
+73% +$1.13M
TJX icon
330
TJX Companies
TJX
$170B
$2.38M 0.05%
38,293
-67,405
-64% -$4.23M
RDVY icon
331
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$2.37M 0.05%
60,988
-4,087
-6% -$176K
CERS icon
332
Cerus
CERS
$587M
$2.35M 0.05%
651,395
-10,300
-2% -$49.3K
GBIL icon
333
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$2.31M 0.05%
23,184
-102
-0.4% -$10.2K
BNY
334
Bank of New York Mellon
BNY
$108B
$2.28M 0.05%
59,162
-8,873
-13% -$378K
EXPD icon
335
Expeditors International
EXPD
$22.9B
$2.28M 0.05%
25,790
-297
-1% -$29.7K
HCA icon
336
HCA Healthcare
HCA
$84.8B
$2.27M 0.05%
12,369
+301
+2% +$60K
TWTR
337
DELISTED
Twitter, Inc.
TWTR
$2.24M 0.05%
51,028
-5,498
-10% -$224K
FCNCA icon
338
First Citizens BancShares
FCNCA
$24.6B
$2.22M 0.05%
2,779
– –
CDMO
339
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$2.21M 0.05%
115,727
+1,012
+0.9% +$18.4K
FLOT icon
340
iShares Floating Rate Bond ETF
FLOT
$10.1B
$2.21M 0.05%
43,958
-920
-2% -$46.2K
PEG icon
341
Public Service Enterprise Group
PEG
$39.8B
$2.19M 0.05%
38,940
+1,158
+3% +$74.6K
SPIB icon
342
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$2.19M 0.05%
69,821
-44,402
-39% -$1.45M
JWN
343
DELISTED
Nordstrom
JWN
$2.18M 0.05%
130,478
+47,311
+57% +$988K
DORM icon
344
Dorman Products
DORM
$4.01B
$2.14M 0.05%
26,037
-702
-3% -$69.1K
RSPT icon
345
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$2.14M 0.05%
94,440
– –
JCI icon
346
Johnson Controls International
JCI
$87.5B
$2.13M 0.05%
43,312
-3,616
-8% -$192K
TTE icon
347
TotalEnergies
TTE
$193B
$2.13M 0.05%
45,732
-1,661
-4% -$83.4K
VPL icon
348
Vanguard FTSE Pacific ETF
VPL
$8.05B
$2.11M 0.05%
36,789
+8,444
+30% +$539K
DIVO icon
349
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$2.1M 0.04%
65,680
+2,805
+4% +$96.9K
WBA
350
DELISTED
Walgreens Boots Alliance
WBA
$2.1M 0.04%
66,937
-3,997
-6% -$148K
12 13
14
15 16

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.