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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXR icon
326
First Trust Nasdaq Transportation ETF
FTXR
$1.09B
$3.5M 0.06%
106,200
-6,056
-5% -$186K
SFNC icon
327
Simmons First National
SFNC
$3.32B
$3.49M 0.06%
117,688
-2,217
-2% -$62.3K
BSCM
328
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$3.49M 0.06%
161,120
+115,407
+252% +$2.5M
VTEB icon
329
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$3.48M 0.06%
63,661
+10,422
+20% +$573K
BRK.A icon
330
Berkshire Hathaway Class A
BRK.A
$1.07T
$3.47M 0.06%
9
+2
+29% +$733K
WDC icon
331
Western Digital
WDC
$172B
$3.44M 0.06%
68,144
-1,784
-3% -$83.4K
FXZ icon
332
First Trust Materials AlphaDEX Fund
FXZ
$373M
$3.42M 0.06%
+62,023
New +$3.23M
SYK icon
333
Stryker
SYK
$129B
$3.41M 0.06%
14,009
+923
+7% +$221K
XAR icon
334
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.11B
$3.41M 0.06%
+27,133
New +$3.28M
FXN icon
335
First Trust Energy AlphaDEX Fund
FXN
$377M
$3.39M 0.06%
335,384
-22,072
-6% -$211K
CL icon
336
Colgate-Palmolive
CL
$73.6B
$3.38M 0.06%
42,938
+1,155
+3% +$90.5K
JETS icon
337
US Global Jets ETF
JETS
$768M
$3.35M 0.06%
+124,527
New +$3.06M
BIIB icon
338
Biogen
BIIB
$29.5B
$3.33M 0.05%
11,915
+40
+0.3% +$10.8K
PDD icon
339
Pinduoduo
PDD
$121B
$3.33M 0.05%
24,899
-31,125
-56% -$5.25M
FDIS icon
340
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.62B
$3.3M 0.05%
43,277
-2,077
-5% -$156K
PPL
341
PPL Corp
PPL
$27.1B
$3.3M 0.05%
114,391
-9,096
-7% -$255K
MDLZ icon
342
Mondelez International
MDLZ
$77.9B
$3.3M 0.05%
56,330
-1,273
-2% -$71.9K
VDC icon
343
Vanguard Consumer Staples ETF
VDC
$7.98B
$3.28M 0.05%
18,388
+2,222
+14% +$381K
STX icon
344
Seagate
STX
$185B
$3.25M 0.05%
42,316
-6,915
-14% -$481K
PBW icon
345
Invesco WilderHill Clean Energy ETF
PBW
$409M
$3.23M 0.05%
32,880
-3,843
-10% -$439K
ARKF icon
346
ARK Blockchain & Fintech Innovation ETF
ARKF
$742M
$3.23M 0.05%
63,291
-4,931
-7% -$269K
TEL icon
347
TE Connectivity
TEL
$60.2B
$3.16M 0.05%
24,465
+176
+0.7% +$22.6K
XLI icon
348
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$3.16M 0.05%
32,075
+2,955
+10% +$271K
CSX icon
349
CSX Corp
CSX
$96B
$3.16M 0.05%
98,184
+699
+0.7% +$21.3K
MUR icon
350
Murphy Oil
MUR
$5.38B
$3.14M 0.05%
191,142
+87,738
+85% +$1.37M
12 13
14
15 16

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.