We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
326
Unilever
UL
$131B
$2.78M 0.06%
41,052
-631
-2% -$43.7K
GSLC icon
327
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$2.76M 0.06%
46,057
+12,462
+37% +$742K
TRP icon
328
TC Energy
TRP
$73.5B
$2.76M 0.06%
53,228
+37,419
+237% +$1.87M
NSC icon
329
Norfolk Southern
NSC
$78.8B
$2.74M 0.06%
15,252
+1,931
+14% +$355K
TFLO icon
330
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$2.74M 0.06%
54,485
– –
LGND icon
331
Ligand Pharmaceuticals
LGND
$6.03B
$2.73M 0.06%
43,975
-2,119
-5% -$133K
CTR
332
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$2.67M 0.06%
59,973
-6,301
-10% -$286K
REGN icon
333
Regeneron Pharmaceuticals
REGN
$68.8B
$2.67M 0.06%
9,627
+492
+5% +$146K
HBI
334
DELISTED
Hanesbrands
HBI
$2.66M 0.06%
173,392
+4,464
+3% +$67.9K
TEL icon
335
TE Connectivity
TEL
$58.8B
$2.65M 0.06%
28,459
-520
-2% -$47.9K
CL icon
336
Colgate-Palmolive
CL
$72.6B
$2.64M 0.06%
35,946
+847
+2% +$61.4K
RPM icon
337
RPM International
RPM
$13.7B
$2.64M 0.06%
38,390
-1,199
-3% -$79.4K
MSCI icon
338
MSCI
MSCI
$40B
$2.58M 0.06%
+11,834
New +$2.74M
SHW icon
339
Sherwin-Williams
SHW
$78.3B
$2.54M 0.06%
13,851
-843
-6% -$143K
SJM icon
340
J.M. Smucker
SJM
$12.6B
$2.54M 0.06%
23,077
+644
+3% +$71.8K
ARMK icon
341
Aramark
ARMK
$15B
$2.53M 0.06%
80,492
-17,083
-18% -$480K
EXC icon
342
Exelon
EXC
$48.6B
$2.52M 0.06%
73,197
-4,467
-6% -$150K
WDC icon
343
Western Digital
WDC
$179B
$2.52M 0.06%
55,882
-297
-0.5% -$12.7K
GS icon
344
Goldman Sachs
GS
$313B
$2.47M 0.05%
11,900
-1,889
-14% -$395K
SFNC icon
345
Simmons First National
SFNC
$3.35B
$2.46M 0.05%
98,969
-2,369
-2% -$58K
EGP icon
346
EastGroup Properties
EGP
$11.5B
$2.44M 0.05%
19,482
-5,037
-21% -$616K
O icon
347
Realty Income
O
$61.2B
$2.4M 0.05%
32,251
-986
-3% -$69.1K
NOV icon
348
NOV
NOV
$7.45B
$2.4M 0.05%
112,967
-12,501
-10% -$267K
BDX icon
349
Becton Dickinson
BDX
$43.1B
$2.39M 0.05%
9,681
+704
+8% +$174K
RSG icon
350
Republic Services
RSG
$66.8B
$2.36M 0.05%
27,285
+2,654
+11% +$233K
12 13
14
15 16

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.