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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.28B
AUM Growth
+$42.1M
Cap. Flow
-$10.1M
Cap. Flow %
-0.44%
Top 10 Hldgs %
26.52%
Holding
810
New
42
Increased
333
Reduced
333
Closed
37

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$7.89M
2
ABBV icon
AbbVie
ABBV
+$3.33M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.22M
4
SNY icon
Sanofi
SNY
+$3.01M
5
AAPL icon
Apple
AAPL
+$2.97M

Top Sells

Rank Stock Value
1
IHS
IHS INC CL-A COM STK
IHS
+$5.57M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.13M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.69M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.33M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.24M

Sector Composition

Rank Sector Weight
1 Healthcare 9.16%
2 Financials 7.79%
3 Consumer Staples 7.45%
4 Technology 6.2%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMC icon
326
FMC
FMC
$1.39B
$1.23M 0.05%
29,331
-649
-2% -$26.7K
VR
327
DELISTED
Validus Hold Ltd
VR
$1.23M 0.05%
24,698
-367
-1% -$18.2K
OKE icon
328
Oneok
OKE
$56.4B
$1.23M 0.05%
23,916
+1,844
+8% +$87.3K
IJK icon
329
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$1.23M 0.05%
28,084
+9,384
+50% +$412K
NRF
330
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.23M 0.05%
93,110
-2,163
-2% -$28K
R icon
331
Ryder
R
$10.3B
$1.22M 0.05%
18,557
-163
-0.9% -$10.7K
WPZ
332
DELISTED
Williams Partners L.P.
WPZ
$1.22M 0.05%
32,845
+6,710
+26% +$247K
FXD icon
333
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$1.22M 0.05%
34,597
-8,585
-20% -$305K
CHK
334
DELISTED
Chesapeake Energy Corporation
CHK
$1.22M 0.05%
969
+267
+38% +$308K
DKS icon
335
Dick's Sporting Goods
DKS
$18.4B
$1.21M 0.05%
+21,361
New +$1.18M
IDXX icon
336
Idexx Laboratories
IDXX
$43.9B
$1.21M 0.05%
10,712
-2,412
-18% -$254K
BBDC icon
337
Barings BDC
BBDC
$868M
$1.2M 0.05%
61,125
+4,020
+7% +$79.4K
COF icon
338
Capital One
COF
$127B
$1.2M 0.05%
16,668
-1,717
-9% -$118K
REGN icon
339
Regeneron Pharmaceuticals
REGN
$69.9B
$1.2M 0.05%
2,972
+442
+17% +$177K
ON icon
340
ON Semiconductor
ON
$34.7B
$1.19M 0.05%
+96,942
New +$1M
BWA icon
341
BorgWarner
BWA
$13.1B
$1.19M 0.05%
38,472
-87
-0.2% -$2.56K
LUMN icon
342
Lumen
LUMN
$6.45B
$1.19M 0.05%
43,309
+1,781
+4% +$52K
VUG icon
343
Vanguard Growth ETF
VUG
$216B
$1.19M 0.05%
63,492
+6,396
+11% +$119K
WEN icon
344
Wendy's
WEN
$1.39B
$1.19M 0.05%
110,018
+97,493
+778% +$983K
WCC
345
WESCO International
WCC
$16.5B
$1.18M 0.05%
+19,122
New +$1.1M
IYM icon
346
iShares US Basic Materials ETF
IYM
$1.14B
$1.17M 0.05%
14,848
+3,617
+32% +$287K
NSC icon
347
Norfolk Southern
NSC
$77.1B
$1.13M 0.05%
11,594
+16
+0.1% +$1.46K
WPT
348
DELISTED
World Point Terminals, LP
WPT
$1.11M 0.05%
74,331
+18,816
+34% +$292K
EG icon
349
Everest Group
EG
$15.4B
$1.11M 0.05%
5,834
-90
-2% -$16.9K
MRCC
350
DELISTED
Monroe Capital Corp
MRCC
$1.11M 0.05%
70,408
+645
+0.9% +$10K
12 13
14
15 16

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Stephens Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Stephens Inc held 810 positions worth $2.28B, up 1.9% from $2.24B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Stephens Inc's Q3 2016 filing shows 42 new, 333 increased, 333 reduced and 37 closed positions. Its largest new stake was iShares US Transportation ETF: 71,556 shares worth $2.6M. The largest sale was IHS INC CL-A COM STK, an estimated $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 9.2% of assets, down from 9.2% a quarter earlier, followed by Financials and Consumer Staples.

  • Stephens Inc's largest Q3 2016 buy was iShares US Transportation ETF: 71,556 shares worth $2.6M.
  • Stephens Inc added most to Home BancShares in Q3 2016, an estimated $7.89M increase.
  • Stephens Inc's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.13M.
  • Stephens Inc fully exited IHS INC CL-A COM STK in Q3 2016, selling an estimated $5.57M.
  • Stephens Inc's ten largest holdings make up 27% of its $2.28B portfolio in Q3 2016.
  • Stephens Inc opened 42 new positions and closed 37 in Q3 2016.
  • Stephens Inc's portfolio value rose 1.9% quarter-over-quarter to $2.28B.

Based on Stephens Inc's 13F filing for Q3 2016, filed 10 Nov 2016.