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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNL icon
326
United States 12 Month Natural Gas Fund
UNL
$13.6M
$972K 0.05%
49,628
-1,625
-3% -$31.8K
ITC
327
DELISTED
ITC HOLDINGS CORP
ITC
$972K 0.05%
26,029
+6,955
+36% +$237K
LAZ icon
328
Lazard
LAZ
$4B
$968K 0.05%
20,550
+6,118
+42% +$275K
CNR
329
DELISTED
Cornerstone Building Brands, Inc.
CNR
$967K 0.05%
+55,385
New +$987K
NTG
330
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$937K 0.05%
3,508
-20
-0.6% -$5.39K
FLG
331
Flagstar Bank National Association
FLG
$5.88B
$934K 0.05%
19,368
+1,028
+6% +$50K
DXPE icon
332
DXP Enterprises
DXPE
$2.31B
$930K 0.05%
9,795
+45
+0.5% +$4.53K
AEC
333
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$926K 0.05%
54,635
+5,518
+11% +$91.6K
BWLD
334
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$922K 0.05%
6,194
-252
-4% -$35.7K
FCRD
335
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$921K 0.05%
66,710
+22,880
+52% +$352K
GM icon
336
General Motors
GM
$81.2B
$916K 0.05%
26,598
-353
-1% -$13K
ECL icon
337
Ecolab
ECL
$78.8B
$901K 0.05%
8,347
+690
+9% +$72.3K
NEM icon
338
Newmont
NEM
$94.7B
$900K 0.05%
38,400
+24,049
+168% +$572K
CERS icon
339
Cerus
CERS
$575M
$896K 0.05%
186,653
-10,000
-5% -$64.3K
MON
340
DELISTED
Monsanto Co
MON
$893K 0.05%
7,850
-26
-0.3% -$2.89K
EXC icon
341
Exelon
EXC
$48.2B
$886K 0.05%
36,999
+9,698
+36% +$204K
OLN icon
342
Olin
OLN
$2.48B
$872K 0.05%
31,600
+5,773
+22% +$156K
VFC icon
343
VF Corp
VFC
$5.81B
$872K 0.05%
14,964
+2,658
+22% +$150K
BA icon
344
Boeing
BA
$168B
$867K 0.05%
6,910
-3,684
-35% -$480K
ELS icon
345
Equity Lifestyle Properties
ELS
$13B
$867K 0.05%
42,642
+3,702
+10% +$72.6K
ETR icon
346
Entergy
ETR
$51.2B
$867K 0.05%
25,934
-1,600
-6% -$50.6K
LKQ icon
347
LKQ Corp
LKQ
$6.76B
$864K 0.05%
32,807
-5,406
-14% -$151K
VNO icon
348
Vornado Realty Trust
VNO
$7.76B
$855K 0.05%
11,856
+983
+9% +$67.9K
LUMN icon
349
Lumen
LUMN
$6.27B
$846K 0.05%
25,768
+1,697
+7% +$51.9K
GWW icon
350
W.W. Grainger
GWW
$64.4B
$840K 0.05%
3,324
+261
+9% +$65.1K
12 13
14
15 16

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MAM
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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.