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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMF
326
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$968K 0.05%
30,189
-2,400
-7% -$79.3K
ARP
327
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$968K 0.05%
46,211
-4,500
-9% -$95.4K
SRCL
328
DELISTED
Stericycle Inc
SRCL
$965K 0.05%
8,365
+1,725
+26% +$199K
META icon
329
Meta Platforms (Facebook)
META
$1.54T
$963K 0.05%
19,174
+7,691
+67% +$286K
VXUS icon
330
Vanguard Total International Stock ETF
VXUS
$153B
$963K 0.05%
+19,203
New +$931K
BBDC icon
331
Barings BDC
BBDC
$860M
$949K 0.05%
32,318
-774
-2% -$22.5K
VMC icon
332
Vulcan Materials
VMC
$35.9B
$943K 0.05%
18,210
+1,075
+6% +$53.2K
AAXJ icon
333
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$931K 0.05%
15,977
+7,875
+97% +$445K
ACN icon
334
Accenture
ACN
$88.5B
$926K 0.05%
12,574
-346
-3% -$25.6K
DBC icon
335
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$924K 0.05%
35,888
-4,170
-10% -$109K
DEM icon
336
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.89B
$923K 0.05%
17,856
-1,223
-6% -$61.5K
WPX
337
DELISTED
WPX Energy, Inc.
WPX
$921K 0.05%
47,837
+200
+0.4% +$3.85K
ARCB icon
338
ArcBest
ARCB
$3.41B
$916K 0.05%
35,677
-28,758
-45% -$689K
MUSA icon
339
Murphy USA
MUSA
$11.4B
$915K 0.05%
+22,649
New +$906K
GIS icon
340
General Mills
GIS
$19.1B
$907K 0.05%
18,929
+940
+5% +$47.2K
NOC icon
341
Northrop Grumman
NOC
$77.2B
$901K 0.05%
9,458
-414
-4% -$38.3K
INGR icon
342
Ingredion
INGR
$6.36B
$896K 0.05%
13,540
+4,296
+46% +$281K
MOAT icon
343
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$893K 0.05%
+32,907
New +$861K
RM icon
344
Regional Management Corp
RM
$384M
$889K 0.05%
+27,950
New +$792K
CHUY
345
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$887K 0.05%
24,708
+11,141
+82% +$415K
ADP icon
346
Automatic Data Processing
ADP
$99.3B
$883K 0.05%
13,895
+5,601
+68% +$356K
BFH icon
347
Bread Financial
BFH
$4.07B
$872K 0.05%
5,169
+1,228
+31% +$195K
CSGP icon
348
CoStar Group
CSGP
$11.2B
$872K 0.05%
51,960
+17,400
+50% +$267K
PNNT
349
Pennant Park Investment Corp
PNNT
$212M
$869K 0.05%
77,011
-2,421
-3% -$27.6K
SH icon
350
ProShares Short S&P500
SH
$887M
$868K 0.05%
3,875
+375
+11% +$84.8K
12 13
14
15 16

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.