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Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.23%
2 Technology 11.57%
3 Financials 9.25%
4 Healthcare 6.76%
5 Consumer Discretionary 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMCI icon
301
Super Micro Computer
SMCI
$25.6B
$2.92M 0.06%
+106,430
New +$2.97M
FVD icon
302
First Trust Value Line Dividend Fund
FVD
$8.01B
$2.91M 0.06%
77,803
-1,718
-2% -$67.9K
DXCM icon
303
DexCom
DXCM
$31.7B
$2.9M 0.06%
31,047
-12,185
-28% -$1.37M
KBWB icon
304
Invesco KBW Bank ETF
KBWB
$6.83B
$2.87M 0.06%
71,565
+21,100
+42% +$900K
VLUE icon
305
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
$2.85M 0.05%
31,368
-2,317
-7% -$218K
WEX icon
306
WEX
WEX
$6.34B
$2.83M 0.05%
15,033
-1,550
-9% -$299K
IJH icon
307
iShares Core S&P Mid-Cap ETF
IJH
$124B
$2.81M 0.05%
56,410
+15
+0% +$786
PGR icon
308
Progressive
PGR
$125B
$2.8M 0.05%
20,124
+2,990
+17% +$393K
UL icon
309
Unilever
UL
$135B
$2.78M 0.05%
49,952
-4,577
-8% -$265K
XJUL icon
310
FT Vest US Equity Enhance & Moderate Buffer ETF July
XJUL
$42.6M
$2.77M 0.05%
+92,037
New +$2.82M
RSPT icon
311
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.83B
$2.74M 0.05%
97,484
+13,974
+17% +$408K
FISV
312
Fiserv Inc
FISV
$25.9B
$2.74M 0.05%
24,275
-5,514
-19% -$679K
OKE icon
313
Oneok
OKE
$60.4B
$2.72M 0.05%
42,936
+23,928
+126% +$1.56M
GNRC icon
314
Generac Holdings
GNRC
$11B
$2.7M 0.05%
24,734
+3,310
+15% +$409K
DE icon
315
Deere & Co
DE
$183B
$2.67M 0.05%
7,084
-796
-10% -$328K
CSX icon
316
CSX Corp
CSX
$89.6B
$2.65M 0.05%
86,235
-7,697
-8% -$244K
WFRD icon
317
Weatherford International
WFRD
$6.65B
$2.63M 0.05%
29,097
+8,536
+42% +$721K
DKS icon
318
Dick's Sporting Goods
DKS
$11.9B
$2.61M 0.05%
24,062
-5,494
-19% -$695K
CEF icon
319
Sprott Physical Gold and Silver Trust
CEF
$7.89B
$2.55M 0.05%
146,957
-4,250
-3% -$77.2K
FFEB icon
320
FT Vest US Equity Buffer ETF February
FFEB
$1.42B
$2.54M 0.05%
65,151
-2,391
-4% -$95.5K
BTI icon
321
British American Tobacco
BTI
$117B
$2.52M 0.05%
80,091
-4,436
-5% -$146K
AMD icon
322
Advanced Micro Devices
AMD
$851B
$2.51M 0.05%
24,411
-7,389
-23% -$802K
KMI icon
323
Kinder Morgan
KMI
$69.9B
$2.5M 0.05%
150,916
-5,560
-4% -$95.8K
CSGP icon
324
CoStar Group
CSGP
$12B
$2.5M 0.05%
32,524
+11,749
+57% +$973K
BIIB icon
325
Biogen
BIIB
$31.1B
$2.5M 0.05%
9,724
-5,606
-37% -$1.5M
11 12
13
14 15

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, up from 44% a quarter earlier, followed by Technology and Financials.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.