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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OZK icon
301
Bank OZK
OZK
$5.63B
$3.09M 0.06%
90,482
+2,951
+3% +$124K
XYZ
302
Block Inc
XYZ
$48.9B
$3.08M 0.06%
44,933
+5,132
+13% +$384K
BTI icon
303
British American Tobacco
BTI
$136B
$3.08M 0.06%
87,651
-19,698
-18% -$743K
PGX icon
304
Invesco Preferred ETF
PGX
$3.79B
$3.08M 0.06%
267,862
-11,663
-4% -$140K
ALL icon
305
Allstate
ALL
$70.6B
$3.06M 0.06%
27,595
-27,685
-50% -$3.5M
FDN icon
306
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$3.02M 0.06%
20,453
-2,996
-13% -$414K
SCHP icon
307
Schwab US TIPS ETF
SCHP
$16.4B
$3.02M 0.06%
112,730
+4,680
+4% +$123K
WTRG icon
308
Essential Utilities
WTRG
$11.5B
$3M 0.06%
68,626
-2,431
-3% -$110K
D icon
309
Dominion Energy
D
$62B
$2.99M 0.06%
53,498
+3,017
+6% +$177K
CEF icon
310
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$2.97M 0.06%
157,207
– –
CDMO
311
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$2.93M 0.06%
156,366
+40,072
+34% +$658K
SCHW
312
Charles Schwab
SCHW
$182B
$2.9M 0.06%
55,334
+8,997
+19% +$659K
XLY icon
313
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$2.89M 0.06%
38,696
+2,430
+7% +$174K
TIP icon
314
iShares TIPS Bond ETF
TIP
$14.5B
$2.87M 0.06%
26,048
-1,696
-6% -$184K
ITB icon
315
iShares US Home Construction ETF
ITB
$2.32B
$2.87M 0.06%
+40,763
New +$2.75M
WFC icon
316
Wells Fargo
WFC
$254B
$2.86M 0.05%
76,404
+6,069
+9% +$265K
IJH icon
317
iShares Core S&P Mid-Cap ETF
IJH
$121B
$2.83M 0.05%
56,660
+9,935
+21% +$506K
UL icon
318
Unilever
UL
$142B
$2.83M 0.05%
48,383
+4,348
+10% +$247K
HCA icon
319
HCA Healthcare
HCA
$90.6B
$2.81M 0.05%
10,651
-733
-6% -$186K
KMI icon
320
Kinder Morgan
KMI
$70.9B
$2.76M 0.05%
157,848
-3,261
-2% -$58K
DIVO icon
321
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.45B
$2.73M 0.05%
76,960
+195
+0.3% +$6.92K
CSX icon
322
CSX Corp
CSX
$94B
$2.73M 0.05%
91,145
+1,382
+2% +$42.5K
XLF icon
323
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$2.71M 0.05%
84,374
+2,572
+3% +$89.4K
QTEC icon
324
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
$2.71M 0.05%
+20,783
New +$2.49M
ADM icon
325
Archer Daniels Midland
ADM
$38.7B
$2.71M 0.05%
34,040
-2,036
-6% -$166K
11 12
13
14 15

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.