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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRO icon
301
iShares Core Dividend Growth ETF
DGRO
$42.6B
$4.23M 0.07%
84,160
+2,506
+3% +$130K
PLTR icon
302
Palantir
PLTR
$295B
$4.21M 0.07%
175,248
+100,443
+134% +$2.45M
MLM icon
303
Martin Marietta Materials
MLM
$33.6B
$4.2M 0.07%
12,294
-588
-5% -$214K
BSCQ icon
304
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$4.19M 0.06%
195,479
+23,228
+13% +$501K
HIG icon
305
Hartford Financial Services
HIG
$38.5B
$4.18M 0.06%
59,524
-5,771
-9% -$382K
IHI icon
306
iShares US Medical Devices ETF
IHI
$3.02B
$4.16M 0.06%
66,264
+19,692
+42% +$1.26M
PXD
307
DELISTED
Pioneer Natural Resource Co.
PXD
$4.13M 0.06%
24,830
-2,577
-9% -$390K
ESTC icon
308
Elastic
ESTC
$6.1B
$4.11M 0.06%
27,558
-247
-0.9% -$38K
SPGI icon
309
S&P Global
SPGI
$126B
$4.06M 0.06%
9,563
-347
-4% -$150K
RF icon
310
Regions Financial
RF
$26.3B
$4.04M 0.06%
189,724
+9,072
+5% +$181K
OZK icon
311
Bank OZK
OZK
$5.49B
$4.03M 0.06%
93,831
-450
-0.5% -$18.8K
VNT icon
312
Vontier
VNT
$4.33B
$4.02M 0.06%
119,539
+5,543
+5% +$188K
XSD icon
313
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$4M 0.06%
20,205
+603
+3% +$118K
XYZ
314
Block Inc
XYZ
$45.9B
$4M 0.06%
16,679
+837
+5% +$215K
SUB icon
315
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$3.98M 0.06%
37,001
+2,671
+8% +$288K
CBOE icon
316
Cboe Global Markets
CBOE
$29.8B
$3.97M 0.06%
32,045
-573
-2% -$70K
AZO icon
317
AutoZone
AZO
$48.3B
$3.97M 0.06%
2,337
-105
-4% -$168K
IAI icon
318
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$3.95M 0.06%
37,839
+966
+3% +$102K
CERS icon
319
Cerus
CERS
$587M
$3.94M 0.06%
647,650
+20,750
+3% +$121K
SFNC icon
320
Simmons First National
SFNC
$3.35B
$3.93M 0.06%
133,089
+6,503
+5% +$184K
XLF icon
321
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$3.93M 0.06%
104,762
-12,216
-10% -$457K
VEEV icon
322
Veeva Systems
VEEV
$30.3B
$3.92M 0.06%
13,602
-663
-5% -$210K
BSCL
323
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$3.92M 0.06%
185,893
-408
-0.2% -$8.61K
ARKK icon
324
ARK Innovation ETF
ARKK
$5.89B
$3.9M 0.06%
35,251
-19
-0.1% -$2.29K
LMBS icon
325
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$3.87M 0.06%
76,539
-60,798
-44% -$3.09M
11 12
13
14 15

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.