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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNNE icon
301
Cannae Holdings
CNNE
$650M
$3.86M 0.06%
97,513
+89,087
+1,057% +$3.6M
ROP icon
302
Roper Technologies
ROP
$37.1B
$3.84M 0.06%
9,525
+8,593
+922% +$3.45M
ULTA icon
303
Ulta Beauty
ULTA
$20.7B
$3.83M 0.06%
12,393
-994
-7% -$309K
ARKW icon
304
ARK Web x.0 ETF
ARKW
$1.65B
$3.82M 0.06%
25,922
-970
-4% -$156K
ARKK icon
305
ARK Innovation ETF
ARKK
$5.74B
$3.81M 0.06%
31,750
+13,062
+70% +$1.77M
VRTX icon
306
Vertex Pharmaceuticals
VRTX
$122B
$3.79M 0.06%
17,661
+2,058
+13% +$452K
MSCI icon
307
MSCI
MSCI
$41.5B
$3.75M 0.06%
8,953
-2,629
-23% -$1.1M
ECL icon
308
Ecolab
ECL
$76.4B
$3.75M 0.06%
17,513
+2,727
+18% +$580K
VEEV icon
309
Veeva Systems
VEEV
$31.6B
$3.75M 0.06%
14,343
-800
-5% -$223K
RPM icon
310
RPM International
RPM
$13.8B
$3.73M 0.06%
40,615
+866
+2% +$74.9K
OZK icon
311
Bank OZK
OZK
$5.5B
$3.7M 0.06%
90,523
-19,629
-18% -$773K
DGRO icon
312
iShares Core Dividend Growth ETF
DGRO
$42.8B
$3.68M 0.06%
76,227
+1,141
+2% +$52.7K
BSCP
313
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$3.68M 0.06%
166,055
+64,018
+63% +$1.43M
XSD icon
314
State Street SPDR S&P Semiconductor ETF
XSD
$2.75B
$3.66M 0.06%
20,002
-1,932
-9% -$357K
APH icon
315
Amphenol
APH
$184B
$3.63M 0.06%
110,130
-72,998
-40% -$2.37M
XEL icon
316
Xcel Energy
XEL
$50.4B
$3.58M 0.06%
53,749
+391
+0.7% +$24.7K
ICE icon
317
Intercontinental Exchange
ICE
$84.1B
$3.57M 0.06%
31,989
+522
+2% +$59.2K
NGG icon
318
National Grid
NGG
$81.6B
$3.57M 0.06%
68,060
-14,210
-17% -$741K
HYG icon
319
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$3.56M 0.06%
40,872
+18,022
+79% +$1.57M
FDS icon
320
Factset
FDS
$9.46B
$3.56M 0.06%
11,529
-1,265
-10% -$400K
VRSN icon
321
VeriSign
VRSN
$24.8B
$3.54M 0.06%
17,835
-13,530
-43% -$2.66M
VOE icon
322
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$3.52M 0.06%
26,108
+9,461
+57% +$1.21M
XLC icon
323
State Street Communication Services Select Sector SPDR ETF
XLC
$22.1B
$3.51M 0.06%
47,907
+2,787
+6% +$198K
AEP icon
324
American Electric Power
AEP
$72.7B
$3.51M 0.06%
41,416
+1,032
+3% +$83.2K
CERS icon
325
Cerus
CERS
$615M
$3.5M 0.06%
582,345
+75,714
+15% +$515K
11 12
13
14 15

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.