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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
301
iShares US Technology ETF
IYW
$23.3B
$3.13M 0.06%
41,536
-3,920
-9% -$286K
RSG icon
302
Republic Services
RSG
$66.7B
$3.12M 0.06%
33,416
+1,891
+6% +$169K
AXTA icon
303
Axalta
AXTA
$7.22B
$3.11M 0.06%
140,280
-60,985
-30% -$1.41M
GIS icon
304
General Mills
GIS
$19.5B
$3.1M 0.06%
50,320
+677
+1% +$42.3K
BIIB icon
305
Biogen
BIIB
$29.5B
$3.08M 0.06%
10,855
+26
+0.2% +$7.25K
AEP icon
306
American Electric Power
AEP
$72.7B
$3.07M 0.06%
37,581
+2,678
+8% +$221K
MLM icon
307
Martin Marietta Materials
MLM
$34.3B
$3.05M 0.06%
12,977
-125
-1% -$27K
VHT icon
308
Vanguard Health Care ETF
VHT
$18.3B
$3.03M 0.06%
14,874
+874
+6% +$177K
DORM icon
309
Dorman Products
DORM
$4.08B
$3.01M 0.06%
33,323
-5,692
-15% -$455K
RF icon
310
Regions Financial
RF
$26.2B
$3M 0.06%
260,021
-6,007
-2% -$67K
ULTA icon
311
Ulta Beauty
ULTA
$20.7B
$3M 0.06%
13,381
+483
+4% +$104K
ICE icon
312
Intercontinental Exchange
ICE
$84.1B
$2.98M 0.06%
29,830
+967
+3% +$95.3K
PSEP icon
313
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$2.98M 0.06%
+113,488
New +$2.99M
STAY
314
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$2.98M 0.06%
249,315
-3,300
-1% -$39.6K
SPTI icon
315
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$2.95M 0.06%
88,806
-1,060
-1% -$35.2K
FIDU icon
316
Fidelity MSCI Industrials Index ETF
FIDU
$2.35B
$2.95M 0.06%
+73,385
New +$2.86M
KJAN icon
317
Innovator US Small Cap Power Buffer ETF January
KJAN
$323M
$2.93M 0.06%
+113,053
New +$2.92M
AGG icon
318
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.93M 0.06%
24,782
-6,590
-21% -$782K
FDIS icon
319
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.62B
$2.92M 0.06%
+47,049
New +$2.8M
TSM icon
320
TSMC
TSM
$2.07T
$2.92M 0.06%
35,974
+388
+1% +$29.5K
FTXR icon
321
First Trust Nasdaq Transportation ETF
FTXR
$1.09B
$2.89M 0.06%
+123,785
New +$2.77M
WELL icon
322
Welltower
WELL
$175B
$2.87M 0.06%
52,078
-719
-1% -$39.5K
RRGB icon
323
Red Robin
RRGB
$136M
$2.87M 0.06%
217,739
+86,123
+65% +$897K
XLC icon
324
State Street Communication Services Select Sector SPDR ETF
XLC
$22.1B
$2.82M 0.06%
47,519
-2,200
-4% -$130K
CSGP icon
325
CoStar Group
CSGP
$11.9B
$2.82M 0.06%
33,220
+950
+3% +$75.7K
11 12
13
14 15

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.