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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSC
301
DELISTED
TriState Capital Holdings, Inc.
TSC
$2.45M 0.07%
253,307
+70,018
+38% +$1.4M
NVS icon
302
Novartis
NVS
$302B
$2.45M 0.07%
29,679
+4,604
+18% +$411K
SFNC icon
303
Simmons First National
SFNC
$3.38B
$2.44M 0.07%
132,895
+4,912
+4% +$112K
AGG icon
304
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.43M 0.06%
21,083
+22
+0.1% +$2.51K
FPX icon
305
First Trust US Equity Opportunities ETF
FPX
$1.45B
$2.41M 0.06%
38,277
-3,048
-7% -$235K
DOW icon
306
Dow Inc
DOW
$21.9B
$2.4M 0.06%
82,071
+16,740
+26% +$712K
VT icon
307
Vanguard Total World Stock ETF
VT
$76.2B
$2.4M 0.06%
38,208
+4,427
+13% +$334K
ARE icon
308
Alexandria Real Estate Equities
ARE
$9.4B
$2.4M 0.06%
17,479
-4,079
-19% -$639K
HDV
309
iShares Core High Dividend ETF
HDV
$14.7B
$2.38M 0.06%
166,140
-26,540
-14% -$469K
IBB icon
310
iShares Biotechnology ETF
IBB
$9.53B
$2.37M 0.06%
21,985
+2,268
+12% +$261K
OZK icon
311
Bank OZK
OZK
$5.62B
$2.33M 0.06%
139,844
-33,441
-19% -$860K
PBW icon
312
Invesco WilderHill Clean Energy ETF
PBW
$387M
$2.33M 0.06%
86,950
-20,353
-19% -$719K
RPM icon
313
RPM International
RPM
$13.8B
$2.33M 0.06%
39,127
+1,186
+3% +$81.7K
IYW icon
314
iShares US Technology ETF
IYW
$23.1B
$2.32M 0.06%
45,432
-292
-0.6% -$16.9K
VEEV icon
315
Veeva Systems
VEEV
$33.8B
$2.3M 0.06%
14,720
-1,186
-7% -$174K
CFG icon
316
Citizens Financial Group
CFG
$30.4B
$2.3M 0.06%
122,349
+29,469
+32% +$961K
VHT icon
317
Vanguard Health Care ETF
VHT
$18.6B
$2.3M 0.06%
13,842
-15,896
-53% -$2.9M
IAT icon
318
iShares US Regional Banks ETF
IAT
$675M
$2.29M 0.06%
79,300
+5,888
+8% +$252K
VLO icon
319
Valero Energy
VLO
$90B
$2.29M 0.06%
50,410
+12,144
+32% +$882K
CNP icon
320
CenterPoint Energy
CNP
$28.4B
$2.29M 0.06%
147,947
+101,266
+217% +$2.32M
ATO icon
321
Atmos Energy
ATO
$29.7B
$2.28M 0.06%
23,013
+1,192
+5% +$131K
FINX icon
322
Global X FinTech ETF
FINX
$173M
$2.27M 0.06%
93,873
-17,546
-16% -$522K
FPE icon
323
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$2.26M 0.06%
137,608
+14,691
+12% +$282K
MLM icon
324
Martin Marietta Materials
MLM
$34.3B
$2.25M 0.06%
11,881
-2,452
-17% -$586K
XLP icon
325
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$2.24M 0.06%
41,058
-17,193
-30% -$1.04M
11 12
13
14 15

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AI
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PEA
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AI
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CB
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VAS
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MU
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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.