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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$36.1M
Cap. Flow
+$87.1M
Cap. Flow %
4.31%
Top 10 Hldgs %
28.18%
Holding
916
New
73
Increased
440
Reduced
241
Closed
105

Top Buys

Rank Stock Value
1
BKD icon
Brookdale Senior Living
BKD
+$5.76M
2
PG icon
Procter & Gamble
PG
+$4.78M
3
GSK icon
GSK
GSK
+$4.49M
4
T icon
AT&T
T
+$4.26M
5
TUMI
TUMI HLDGS INC COM
TUMI
+$4.18M

Top Sells

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$5.42M
2
PWR icon
Quanta Services
PWR
+$5.37M
3
ESC
EMERITUS CORP
ESC
+$5.25M
4
BAS
Basis Energy Services, Inc.
BAS
+$4.61M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.18M

Sector Composition

Rank Sector Weight
1 Energy 8.98%
2 Healthcare 7.49%
3 Industrials 7.29%
4 Financials 7.11%
5 Technology 6.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
301
Meta Platforms (Facebook)
META
$1.51T
$1.25M 0.06%
15,817
-2,369
-13% -$174K
FXR icon
302
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$740M
$1.24M 0.06%
42,254
+13,732
+48% +$415K
MON
303
DELISTED
Monsanto Co
MON
$1.22M 0.06%
10,876
+2,061
+23% +$241K
C icon
304
Citigroup
C
$223B
$1.22M 0.06%
23,595
+4,120
+21% +$207K
RFG icon
305
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$345M
$1.22M 0.06%
49,720
+37,900
+321% +$941K
NFJ
306
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.19M 0.06%
65,359
-8,294
-11% -$155K
CBL
307
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.19M 0.06%
66,627
+4,282
+7% +$80.9K
MRO
308
DELISTED
Marathon Oil Corporation
MRO
$1.19M 0.06%
31,620
+20,186
+177% +$800K
KMF
309
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.19M 0.06%
29,645
– –
SE
310
DELISTED
Spectra Energy Corp Wi
SE
$1.18M 0.06%
30,128
+14,073
+88% +$580K
GEN icon
311
Gen Digital
GEN
$16.1B
$1.15M 0.06%
49,078
+35,043
+250% +$835K
LUMN icon
312
Lumen
LUMN
$6.45B
$1.15M 0.06%
28,177
+1,408
+5% +$55.3K
CCEP icon
313
Coca-Cola Europacific Partners
CCEP
$48.1B
$1.14M 0.06%
25,799
+1,154
+5% +$54.1K
NGLS
314
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$1.14M 0.06%
15,719
+2,317
+17% +$163K
CBI
315
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.13M 0.06%
19,465
+6,807
+54% +$429K
TMO icon
316
Thermo Fisher Scientific
TMO
$208B
$1.11M 0.06%
9,143
+1,976
+28% +$240K
SNY icon
317
Sanofi
SNY
$105B
$1.11M 0.05%
19,633
-392
-2% -$21.1K
FXL icon
318
First Trust Technology AlphaDEX Fund
FXL
$2.49B
$1.09M 0.05%
33,784
+9,046
+37% +$296K
LAZ icon
319
Lazard
LAZ
$4.23B
$1.09M 0.05%
21,437
+638
+3% +$33.4K
FEX icon
320
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$1.09M 0.05%
+24,967
New +$1.1M
CMI icon
321
Cummins
CMI
$91.3B
$1.08M 0.05%
8,180
+5,984
+272% +$863K
PBYI icon
322
Puma Biotechnology
PBYI
$407M
$1.07M 0.05%
4,500
– –
LNC icon
323
Lincoln National
LNC
$7.88B
$1.07M 0.05%
19,961
+13,882
+228% +$738K
CNH
324
CNH Industrial
CNH
$13.7B
$1.06M 0.05%
153,690
-127,708
-45% -$976K
WPX
325
DELISTED
WPX Energy, Inc.
WPX
$1.05M 0.05%
43,751
-1,669
-4% -$39.5K
11 12
13
14 15

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Stephens Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Stephens Inc held 916 positions worth $2.02B, up 1.8% from $1.99B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Stephens Inc deployed $87.1M of net new capital in Q3 2014, opening 73 new positions and adding to 440 existing holdings. Its largest new stake was Brookdale Senior Living: 168,999 shares worth $5.45M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 9% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Chord Energy, an estimated $5.42M trimmed.

  • Stephens Inc's largest Q3 2014 buy was Brookdale Senior Living: 168,999 shares worth $5.45M.
  • Stephens Inc added most to Procter & Gamble in Q3 2014, an estimated $4.78M increase.
  • Stephens Inc's biggest Q3 2014 reduction was Chord Energy, cutting an estimated $5.42M.
  • Stephens Inc fully exited Quanta Services in Q3 2014, selling an estimated $5.37M.
  • Stephens Inc's ten largest holdings make up 28% of its $2.02B portfolio in Q3 2014.
  • Stephens Inc opened 73 new positions and closed 105 in Q3 2014.
  • Stephens Inc's portfolio value rose 1.8% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q3 2014, filed 14 Nov 2014.