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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHUY
301
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$1.08M 0.06%
25,135
-1,312
-5% -$50.9K
PCL
302
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.08M 0.06%
25,782
-875
-3% -$37.6K
VMC icon
303
Vulcan Materials
VMC
$37.4B
$1.07M 0.06%
16,060
-2,150
-12% -$137K
CBL
304
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.06M 0.06%
59,860
+6,709
+13% +$117K
VXUS icon
305
Vanguard Total International Stock ETF
VXUS
$151B
$1.06M 0.06%
20,337
+134
+0.7% +$6.88K
RSG icon
306
Republic Services
RSG
$68.2B
$1.06M 0.06%
+30,912
New +$1.03M
CSGP icon
307
CoStar Group
CSGP
$12B
$1.05M 0.06%
56,350
+340
+0.6% +$6.41K
ENLC
308
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$1.05M 0.06%
30,964
– –
AMRE
309
DELISTED
AMREIT INC NEW COM STK
AMRE
$1.04M 0.06%
63,059
+6,609
+12% +$109K
RATE
310
DELISTED
Bankrate Inc
RATE
$1.04M 0.06%
+61,500
New +$1.08M
LPX icon
311
Louisiana-Pacific
LPX
$5.16B
$1.04M 0.06%
+61,550
New +$1.08M
KMF
312
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.02M 0.06%
30,189
– –
BFH icon
313
Bread Financial
BFH
$4.38B
$1.02M 0.06%
4,703
-365
-7% -$78.4K
ADT
314
DELISTED
ADT Corp
ADT
$1.02M 0.06%
+34,137
New +$1.13M
C icon
315
Citigroup
C
$215B
$1.02M 0.06%
21,429
-14,246
-40% -$710K
LXK
316
DELISTED
Lexmark Intl Inc
LXK
$1.02M 0.06%
+22,026
New +$884K
OHI icon
317
Omega Healthcare
OHI
$15.3B
$1.01M 0.06%
30,247
+3,589
+13% +$114K
GPC icon
318
Genuine Parts
GPC
$17.8B
$1.01M 0.06%
11,668
+1,481
+15% +$125K
SRCL
319
DELISTED
Stericycle Inc
SRCL
$1.01M 0.06%
8,917
-303
-3% -$35K
HAL icon
320
Halliburton
HAL
$26.2B
$1M 0.05%
16,974
+605
+4% +$32.3K
UNH icon
321
UnitedHealth
UNH
$387B
$998K 0.05%
12,168
-922
-7% -$69.4K
SNY icon
322
Sanofi
SNY
$109B
$986K 0.05%
18,867
+2,278
+14% +$115K
GLW icon
323
Corning
GLW
$108B
$985K 0.05%
47,290
+2,135
+5% +$40.1K
PNNT
324
Pennant Park Investment Corp
PNNT
$223M
$978K 0.05%
88,471
+34,134
+63% +$385K
MOAT icon
325
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$974K 0.05%
33,238
– –
11 12
13
14 15

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.