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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOV
301
DELISTED
Government Properties Income Trust
GOV
$1.14M 0.06%
47,670
-465
-1% -$11.5K
TYG
302
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$1.13M 0.06%
6,172
+642
+12% +$116K
IJR icon
303
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.1M 0.06%
21,980
+546
+3% +$26.4K
ELGX
304
DELISTED
Endologix Inc
ELGX
$1.08M 0.06%
6,669
+852
+15% +$134K
UNL icon
305
United States 12 Month Natural Gas Fund
UNL
$13.8M
$1.07M 0.06%
63,098
-650
-1% -$11.2K
PACD
306
DELISTED
Pacific Drilling S A
PACD
$1.06M 0.06%
9,586
+1,382
+17% +$138K
AMU
307
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$1.06M 0.06%
+37,845
New +$1.07M
SLV icon
308
iShares Silver Trust
SLV
$27.8B
$1.05M 0.06%
50,472
+1,980
+4% +$40.9K
CBL
309
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.05M 0.06%
55,195
-558
-1% -$11.8K
AIV
310
Aimco
AIV
$380M
$1.05M 0.06%
281,978
-3,934
-1% -$15.3K
RIG icon
311
Transocean
RIG
$5.89B
$1.05M 0.06%
23,515
+4,743
+25% +$224K
NNN icon
312
NNN REIT
NNN
$9.25B
$1.04M 0.06%
32,727
-164
-0.5% -$5.46K
B
313
Barrick Mining
B
$62.3B
$1.04M 0.06%
55,820
+7,179
+15% +$127K
UNH icon
314
UnitedHealth
UNH
$385B
$1.04M 0.06%
14,510
+1,113
+8% +$79.7K
ERF
315
DELISTED
Enerplus Corporation
ERF
$1.03M 0.06%
62,546
+2,781
+5% +$45.6K
LUMN icon
316
Lumen
LUMN
$6.73B
$1.02M 0.06%
32,568
-10,915
-25% -$372K
GWR
317
DELISTED
Genesee & Wyoming Inc.
GWR
$1.01M 0.05%
10,903
+1,134
+12% +$102K
OZK icon
318
Bank OZK
OZK
$5.47B
$1M 0.05%
41,902
+1,160
+3% +$27.3K
AMRE
319
DELISTED
AMREIT INC NEW COM STK
AMRE
$1M 0.05%
57,855
+26,930
+87% +$481K
NTG
320
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1M 0.05%
3,706
+2,793
+306% +$793K
BKLN icon
321
Invesco Senior Loan ETF
BKLN
$7.09B
$1M 0.05%
40,570
+2,206
+6% +$54.7K
DD icon
322
DuPont de Nemours
DD
$18.6B
$999K 0.05%
10,271
+3,968
+63% +$370K
EGO icon
323
Eldorado Gold
EGO
$8.33B
$997K 0.05%
29,720
+3,550
+14% +$135K
FNX icon
324
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$978K 0.05%
+21,317
New +$953K
AGN
325
DELISTED
Allergan Inc
AGN
$969K 0.05%
10,714
-643
-6% -$57.7K
11 12
13
14 15

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.