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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLK
276
DELISTED
Splunk Inc
SPLK
$3.59M 0.07%
24,566
-855
-3% -$96.9K
BDX icon
277
Becton Dickinson
BDX
$43.1B
$3.55M 0.07%
13,745
-690
-5% -$186K
IGHG icon
278
ProShares Investment Grade-Interest Rate Hedged
IGHG
$323M
$3.53M 0.07%
47,685
– –
ABNB icon
279
Airbnb
ABNB
$83.7B
$3.51M 0.07%
25,565
-56,134
-69% -$7.75M
XLF icon
280
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$3.49M 0.07%
105,155
-606
-0.6% -$20.9K
IVW icon
281
iShares S&P 500 Growth ETF
IVW
$72.5B
$3.48M 0.07%
50,886
-10,515
-17% -$744K
ACWV icon
282
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$3.44M 0.07%
36,053
-8,299
-19% -$812K
XLC icon
283
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$3.41M 0.07%
52,001
-7,671
-13% -$512K
JEPQ icon
284
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$3.4M 0.07%
72,372
+36,205
+100% +$1.74M
DHR icon
285
Danaher
DHR
$135B
$3.34M 0.06%
15,185
-1,305
-8% -$291K
FWONK icon
286
Liberty Media Series C
FWONK
$24.3B
$3.32M 0.06%
53,221
-26,058
-33% -$1.79M
FAPR icon
287
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
$3.29M 0.06%
101,970
-4,430
-4% -$146K
GE icon
288
GE Aerospace
GE
$367B
$3.29M 0.06%
37,245
-363
-1% -$32.6K
SJM icon
289
J.M. Smucker
SJM
$12.6B
$3.22M 0.06%
26,199
-1,229
-4% -$175K
FDN icon
290
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$3.19M 0.06%
20,015
-288
-1% -$47.9K
OZK icon
291
Bank OZK
OZK
$5.49B
$3.18M 0.06%
85,724
-3,330
-4% -$135K
J icon
292
Jacobs Solutions
J
$15.9B
$3.18M 0.06%
28,124
+7,186
+34% +$774K
VHT icon
293
Vanguard Health Care ETF
VHT
$18.2B
$3.17M 0.06%
13,476
-407
-3% -$99.2K
CCI icon
294
Crown Castle
CCI
$32.7B
$3.16M 0.06%
34,386
+1,821
+6% +$189K
AXP icon
295
American Express
AXP
$223B
$3.06M 0.06%
20,503
-322
-2% -$52.7K
LTHM
296
DELISTED
Livent Corporation
LTHM
$3.03M 0.06%
164,818
+13,552
+9% +$310K
TRV icon
297
Travelers Companies
TRV
$80.8B
$3.02M 0.06%
18,497
+618
+3% +$103K
IWC icon
298
iShares Micro-Cap ETF
IWC
$1.43B
$2.97M 0.06%
29,713
-4,082
-12% -$441K
ADM icon
299
Archer Daniels Midland
ADM
$41.4B
$2.96M 0.06%
39,300
+2,795
+8% +$226K
BNY
300
Bank of New York Mellon
BNY
$108B
$2.94M 0.06%
69,047
+11,453
+20% +$510K
10 11
12
13 14

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.