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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR icon
276
Digital Realty Trust
DLR
$72.4B
$4.29M 0.07%
30,463
+18,801
+161% +$2.6M
CM icon
277
Canadian Imperial Bank of Commerce
CM
$108B
$4.27M 0.07%
87,326
-42,160
-33% -$1.95M
SJM icon
278
J.M. Smucker
SJM
$12.9B
$4.25M 0.07%
33,626
+1,607
+5% +$190K
TTE icon
279
TotalEnergies
TTE
$187B
$4.24M 0.07%
91,200
+40,350
+79% +$1.84M
KMI icon
280
Kinder Morgan
KMI
$70.6B
$4.22M 0.07%
253,418
+4,514
+2% +$68.9K
SCHW
281
Charles Schwab
SCHW
$181B
$4.22M 0.07%
64,723
-23,964
-27% -$1.45M
NEM icon
282
Newmont
NEM
$98.5B
$4.18M 0.07%
69,323
-39,705
-36% -$2.38M
DDS icon
283
Dillards
DDS
$8.96B
$4.17M 0.07%
43,222
+38,406
+797% +$3.12M
GS icon
284
Goldman Sachs
GS
$309B
$4.14M 0.07%
12,670
+1,170
+10% +$364K
TSC
285
DELISTED
TriState Capital Holdings, Inc.
TSC
$4.14M 0.07%
179,646
+17,320
+11% +$385K
PHG icon
286
Philips
PHG
$24.3B
$4.13M 0.07%
89,364
+2,341
+3% +$106K
ITB icon
287
iShares US Home Construction ETF
ITB
$2.35B
$4.13M 0.07%
60,817
-2,871
-5% -$177K
GDOT icon
288
Green Dot
GDOT
$746M
$4.12M 0.07%
90,000
+8,875
+11% +$462K
PGR icon
289
Progressive
PGR
$125B
$4.12M 0.07%
43,037
-494
-1% -$44.9K
GSK icon
290
GSK
GSK
$104B
$4.11M 0.07%
92,196
+7,294
+9% +$331K
VT icon
291
Vanguard Total World Stock ETF
VT
$76.4B
$4.09M 0.07%
42,005
+46
+0.1% +$4.42K
ATVI
292
DELISTED
Activision Blizzard
ATVI
$4.08M 0.07%
43,894
-29,024
-40% -$2.73M
PPG icon
293
PPG Industries
PPG
$26.4B
$4.06M 0.07%
27,023
+3,376
+14% +$484K
RSG icon
294
Republic Services
RSG
$66.7B
$4.06M 0.07%
40,839
+2,186
+6% +$205K
VHT icon
295
Vanguard Health Care ETF
VHT
$18.3B
$4.05M 0.07%
17,719
+2,316
+15% +$531K
XLF icon
296
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$4.05M 0.07%
118,982
+3,276
+3% +$105K
PLD icon
297
Prologis
PLD
$137B
$3.95M 0.06%
37,279
+681
+2% +$69.4K
MS icon
298
Morgan Stanley
MS
$337B
$3.94M 0.06%
50,799
+2,339
+5% +$179K
VOD icon
299
Vodafone
VOD
$36.4B
$3.93M 0.06%
213,242
-28,286
-12% -$511K
SON icon
300
Sonoco
SON
$5.8B
$3.88M 0.06%
61,288
-993
-2% -$60.6K
10 11
12
13 14

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FMI
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MAM
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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.