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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOBL icon
276
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$2.74M 0.07%
94,920
+88,122
+1,296% +$3.07M
XLU icon
277
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$2.73M 0.07%
98,460
+69,788
+243% +$2.23M
BRK.A icon
278
Berkshire Hathaway Class A
BRK.A
$1.09T
$2.72M 0.07%
10
– –
FV icon
279
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$2.72M 0.07%
105,621
-39,690
-27% -$1.2M
BDX icon
280
Becton Dickinson
BDX
$46.2B
$2.69M 0.07%
12,002
+1,495
+14% +$369K
PGR icon
281
Progressive
PGR
$128B
$2.68M 0.07%
36,261
+17,112
+89% +$1.32M
SKYY icon
282
First Trust Cloud Computing ETF
SKYY
$2.87B
$2.67M 0.07%
49,007
-8,462
-15% -$514K
ECL icon
283
Ecolab
ECL
$78.8B
$2.66M 0.07%
17,048
+2,867
+20% +$539K
TFLO icon
284
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$2.66M 0.07%
52,805
– –
SNY icon
285
Sanofi
SNY
$109B
$2.65M 0.07%
60,672
+564
+0.9% +$27K
WMB icon
286
Williams Companies
WMB
$85.5B
$2.62M 0.07%
185,233
+80,973
+78% +$1.57M
GSLC icon
287
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$2.6M 0.07%
49,918
+1,662
+3% +$102K
PPG icon
288
PPG Industries
PPG
$24.9B
$2.6M 0.07%
31,153
+1,269
+4% +$141K
STX icon
289
Seagate
STX
$181B
$2.6M 0.07%
53,276
+1,699
+3% +$90.7K
VMC icon
290
Vulcan Materials
VMC
$37.1B
$2.59M 0.07%
23,997
+695
+3% +$88.8K
RF icon
291
Regions Financial
RF
$26.5B
$2.56M 0.07%
284,816
-37,163
-12% -$521K
SON icon
292
Sonoco
SON
$5.8B
$2.56M 0.07%
55,127
+1,715
+3% +$91.4K
XSD icon
293
State Street SPDR S&P Semiconductor ETF
XSD
$2.58B
$2.54M 0.07%
30,284
-6,614
-18% -$653K
LHX icon
294
L3Harris
LHX
$55.6B
$2.54M 0.07%
14,096
+553
+4% +$113K
CSX icon
295
CSX Corp
CSX
$93.5B
$2.53M 0.07%
132,582
-14,919
-10% -$348K
BABA icon
296
Alibaba
BABA
$279B
$2.52M 0.07%
12,960
-1,502
-10% -$314K
PPL
297
PPL Corp
PPL
$27.1B
$2.48M 0.07%
100,484
-73,681
-42% -$2.37M
FDS icon
298
Factset
FDS
$10.2B
$2.48M 0.07%
9,500
+1,178
+14% +$321K
GLD icon
299
SPDR Gold Trust
GLD
$132B
$2.47M 0.07%
16,688
+944
+6% +$141K
EXPD icon
300
Expeditors International
EXPD
$22.2B
$2.46M 0.07%
36,945
+2,739
+8% +$195K
10 11
12
13 14

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PEA
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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.