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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
276
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.29M 0.07%
32,504
-1,407
-4% -$53.6K
LTC
277
LTC Properties
LTC
$2.16B
$1.28M 0.07%
33,813
+231
+0.7% +$8.77K
PWR icon
278
Quanta Services
PWR
$93.9B
$1.28M 0.07%
46,567
+16,271
+54% +$440K
UNP icon
279
Union Pacific
UNP
$182B
$1.28M 0.07%
16,488
+758
+5% +$59.9K
NFJ
280
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.26M 0.07%
75,055
+1,561
+2% +$26.9K
BA icon
281
Boeing
BA
$165B
$1.25M 0.07%
10,604
+673
+7% +$72.5K
CORE
282
DELISTED
Core Mark Holding Co., Inc.
CORE
$1.24M 0.07%
74,740
+8,724
+13% +$141K
DEI icon
283
Douglas Emmett
DEI
$2.06B
$1.23M 0.07%
52,427
-804
-2% -$19.6K
ETN icon
284
Eaton
ETN
$157B
$1.23M 0.07%
17,842
-2,102
-11% -$141K
RFMD
285
DELISTED
RF MICRO DEVICES INC
RFMD
$1.23M 0.07%
217,736
+21,138
+11% +$111K
SN
286
DELISTED
Sanchez Energy Corporation
SN
$1.22M 0.07%
46,311
+15,040
+48% +$357K
HTGC icon
287
Hercules Capital
HTGC
$2.94B
$1.22M 0.07%
79,962
+2,569
+3% +$37.2K
RTN
288
DELISTED
Raytheon Company
RTN
$1.21M 0.07%
15,756
-534
-3% -$39.6K
WRI
289
DELISTED
Weingarten Realty Investors
WRI
$1.2M 0.06%
40,747
-714
-2% -$21.7K
MRC
290
DELISTED
MRC Global
MRC
$1.19M 0.06%
44,470
+3,798
+9% +$101K
HPY
291
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$1.19M 0.06%
29,955
+2,962
+11% +$114K
ECHO
292
DELISTED
Echo Global Logistics, Inc.
ECHO
$1.18M 0.06%
56,413
+11,107
+25% +$234K
PSX icon
293
Phillips 66
PSX
$82.9B
$1.18M 0.06%
20,361
-37
-0.2% -$2.15K
NSC icon
294
Norfolk Southern
NSC
$78.8B
$1.17M 0.06%
15,183
+8,415
+124% +$630K
BDN
295
Brandywine Realty Trust
BDN
$551M
$1.17M 0.06%
89,019
-1,543
-2% -$20.8K
CPT icon
296
Camden Property Trust
CPT
$11.3B
$1.17M 0.06%
19,003
+96
+0.5% +$6.46K
AMZN icon
297
Amazon
AMZN
$2.5T
$1.17M 0.06%
74,660
+1,300
+2% +$19.4K
LKQ icon
298
LKQ Corp
LKQ
$6.58B
$1.16M 0.06%
36,403
+12,085
+50% +$349K
LXP icon
299
LXP Industrial Trust
LXP
$3.53B
$1.16M 0.06%
20,650
-533
-3% -$32.2K
SAIA icon
300
Saia
SAIA
$11.3B
$1.15M 0.06%
36,962
+195
+0.5% +$6.07K
10 11
12
13 14

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.