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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
251
Cboe Global Markets
CBOE
$29.8B
$4.15M 0.08%
26,590
-683
-3% -$100K
ALL icon
252
Allstate
ALL
$66.9B
$4.14M 0.08%
37,117
+5,543
+18% +$605K
NEM icon
253
Newmont
NEM
$98.2B
$4.12M 0.08%
111,606
+44,398
+66% +$1.81M
LIN icon
254
Linde
LIN
$237B
$4.09M 0.08%
10,997
-519
-5% -$198K
PWR icon
255
Quanta Services
PWR
$93.9B
$4.06M 0.08%
21,724
-189
-0.9% -$37.9K
ADEA icon
256
Adeia
ADEA
$2.86B
$4.05M 0.08%
+379,497
New +$4.03M
DDS icon
257
Dillards
DDS
$8.87B
$4.02M 0.08%
12,166
+5,010
+70% +$1.65M
ULTA icon
258
Ulta Beauty
ULTA
$20.4B
$4.02M 0.08%
10,053
+148
+1% +$64.7K
BND icon
259
Vanguard Total Bond Market
BND
$157B
$4M 0.08%
57,391
-2,208
-4% -$158K
ENB icon
260
Enbridge
ENB
$124B
$3.98M 0.08%
119,768
-20,667
-15% -$734K
DGRO icon
261
iShares Core Dividend Growth ETF
DGRO
$42.6B
$3.93M 0.08%
79,268
+7,615
+11% +$394K
GD icon
262
General Dynamics
GD
$105B
$3.9M 0.07%
17,659
-95
-0.5% -$21K
WFC icon
263
Wells Fargo
WFC
$261B
$3.9M 0.07%
95,407
-3,741
-4% -$162K
UBER icon
264
Uber
UBER
$134B
$3.89M 0.07%
84,657
-2,758
-3% -$126K
DOW icon
265
Dow Inc
DOW
$21.6B
$3.88M 0.07%
75,197
-2,431
-3% -$131K
ITW icon
266
Illinois Tool Works
ITW
$81.4B
$3.86M 0.07%
16,768
-292
-2% -$71.2K
RSG icon
267
Republic Services
RSG
$66.7B
$3.82M 0.07%
26,828
-495
-2% -$73.5K
TXN icon
268
Texas Instruments
TXN
$255B
$3.79M 0.07%
23,858
+229
+1% +$39.1K
IVV icon
269
iShares Core S&P 500 ETF
IVV
$876B
$3.7M 0.07%
8,617
+379
+5% +$170K
PYPL icon
270
PayPal
PYPL
$49.5B
$3.69M 0.07%
63,163
-44,980
-42% -$2.93M
SPSB icon
271
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$3.68M 0.07%
125,500
– –
IJR icon
272
iShares Core S&P Small-Cap ETF
IJR
$109B
$3.66M 0.07%
38,798
+565
+1% +$56.4K
MO icon
273
Altria Group
MO
$122B
$3.64M 0.07%
86,627
-1,410
-2% -$62.3K
FJUL icon
274
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$3.62M 0.07%
+94,503
New +$3.71M
FTSM icon
275
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$3.6M 0.07%
60,539
+3,380
+6% +$201K
9 10
11
12 13

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.