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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCY icon
251
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$4.84M 0.08%
180,812
+9,654
+6% +$268K
LMBS icon
252
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$4.81M 0.08%
94,281
+1,136
+1% +$58.4K
XLY icon
253
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$4.79M 0.08%
57,052
+2,904
+5% +$242K
DHR icon
254
Danaher
DHR
$138B
$4.79M 0.08%
23,987
-9,979
-29% -$2.03M
FTCS icon
255
First Trust Capital Strength ETF
FTCS
$7.89B
$4.78M 0.08%
67,444
+13,438
+25% +$914K
BEN icon
256
Franklin Resources
BEN
$17.3B
$4.76M 0.08%
160,697
+7,632
+5% +$208K
TSLA icon
257
Tesla
TSLA
$1.22T
$4.71M 0.08%
21,144
+663
+3% +$166K
XLE icon
258
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$4.65M 0.08%
189,444
+32,264
+21% +$744K
EXPD icon
259
Expeditors International
EXPD
$22.4B
$4.64M 0.08%
43,055
+5,513
+15% +$531K
IYG icon
260
iShares US Financial Services ETF
IYG
$2.16B
$4.62M 0.08%
80,928
-2,511
-3% -$136K
EJAN icon
261
Innovator Emerging Markets Power Buffer ETF January
EJAN
$144M
$4.59M 0.08%
+151,639
New +$4.6M
BCE icon
262
BCE
BCE
$19.8B
$4.55M 0.07%
100,722
-22,916
-19% -$1.01M
IPG
263
DELISTED
Interpublic Group of Companies
IPG
$4.54M 0.07%
155,423
-58,194
-27% -$1.54M
LNT icon
264
Alliant Energy
LNT
$19.1B
$4.53M 0.07%
83,691
-3,428
-4% -$171K
LLY icon
265
Eli Lilly
LLY
$1.07T
$4.5M 0.07%
24,105
-1,438
-6% -$281K
NOC icon
266
Northrop Grumman
NOC
$77.8B
$4.5M 0.07%
13,899
+83
+0.6% +$25K
DG icon
267
Dollar General
DG
$27.2B
$4.48M 0.07%
22,107
-26,323
-54% -$5.23M
TIP icon
268
iShares TIPS Bond ETF
TIP
$14.5B
$4.47M 0.07%
35,628
+17,238
+94% +$2.18M
WMB icon
269
Williams Companies
WMB
$86.6B
$4.46M 0.07%
188,385
+27,699
+17% +$629K
BDX icon
270
Becton Dickinson
BDX
$43.8B
$4.42M 0.07%
18,611
+3,256
+21% +$796K
AME icon
271
Ametek
AME
$55.7B
$4.39M 0.07%
34,393
+985
+3% +$119K
FTSM icon
272
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$4.38M 0.07%
73,115
-4,273
-6% -$256K
IAT icon
273
iShares US Regional Banks ETF
IAT
$673M
$4.38M 0.07%
77,373
+4,456
+6% +$236K
MLM icon
274
Martin Marietta Materials
MLM
$34.3B
$4.38M 0.07%
13,038
+228
+2% +$72.8K
PXD
275
DELISTED
Pioneer Natural Resource Co.
PXD
$4.31M 0.07%
27,149
-5,805
-18% -$824K
9 10
11
12 13

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.