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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+13.54%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.57B
AUM Growth
+$494M
Cap. Flow
-$104M
Cap. Flow %
-1.86%
Top 10 Hldgs %
18.96%
Holding
1,308
New
126
Increased
466
Reduced
535
Closed
89

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$31.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.91M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$8.79M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$27.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$26.2M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$23.5M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$23.5M
5
IAU icon
iShares Gold Trust
IAU
+$18.9M

Sector Composition

Rank Sector Weight
1 Technology 9.87%
2 Financials 8.44%
3 Healthcare 7.25%
4 Consumer Staples 5.44%
5 Communication Services 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOW icon
251
Dow Inc
DOW
$21.6B
$4.69M 0.08%
84,458
-15,679
-16% -$809K
KRE icon
252
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$4.69M 0.08%
90,221
+61,034
+209% +$2.79M
PNC icon
253
PNC Financial Services
PNC
$100B
$4.67M 0.08%
31,342
-3,803
-11% -$486K
FTSM icon
254
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$4.65M 0.08%
77,388
+12,781
+20% +$767K
EPD icon
255
Enterprise Products Partners
EPD
$83.8B
$4.62M 0.08%
235,896
-23,843
-9% -$444K
ARKG icon
256
ARK Genomic Revolution ETF
ARKG
$1.51B
$4.57M 0.08%
49,019
-6,405
-12% -$510K
GDOT icon
257
Green Dot
GDOT
$753M
$4.53M 0.08%
81,125
+56,125
+225% +$3.19M
LNT icon
258
Alliant Energy
LNT
$19.4B
$4.49M 0.08%
87,119
-2,355
-3% -$127K
KKR icon
259
KKR & Co
KKR
$89.2B
$4.43M 0.08%
109,523
-22,250
-17% -$841K
ORCL icon
260
Oracle
ORCL
$331B
$4.4M 0.08%
67,952
-944
-1% -$56.2K
VMW
261
DELISTED
VMware, Inc
VMW
$4.38M 0.08%
31,265
+2,685
+9% +$384K
XLY icon
262
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$4.35M 0.08%
54,148
+5,824
+12% +$449K
LLY icon
263
Eli Lilly
LLY
$1.07T
$4.31M 0.08%
25,543
-1,558
-6% -$233K
PGR icon
264
Progressive
PGR
$124B
$4.3M 0.08%
43,531
+1,922
+5% +$182K
NGG icon
265
National Grid
NGG
$82.7B
$4.29M 0.08%
82,270
-1,087
-1% -$57.7K
ADM icon
266
Archer Daniels Midland
ADM
$41.4B
$4.27M 0.08%
84,725
+365
+0.4% +$18K
FDS icon
267
Factset
FDS
$9.05B
$4.25M 0.08%
12,794
+346
+3% +$114K
CBSH icon
268
Commerce Bancshares
CBSH
$8.5B
$4.23M 0.08%
82,185
-12,080
-13% -$585K
BSV icon
269
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.23M 0.08%
51,009
+23,562
+86% +$1.95M
NOC icon
270
Northrop Grumman
NOC
$77B
$4.21M 0.08%
13,816
+1,366
+11% +$418K
IYG icon
271
iShares US Financial Services ETF
IYG
$2.13B
$4.17M 0.07%
83,439
-1,170
-1% -$52.8K
IHI icon
272
iShares US Medical Devices ETF
IHI
$3.02B
$4.14M 0.07%
75,978
+564
+0.7% +$29.5K
VEEV icon
273
Veeva Systems
VEEV
$30.3B
$4.12M 0.07%
15,143
-243
-2% -$68.1K
AME icon
274
Ametek
AME
$55.5B
$4.04M 0.07%
33,408
-954
-3% -$107K
VOD icon
275
Vodafone
VOD
$34.9B
$3.98M 0.07%
241,528
+2,659
+1% +$41.6K
9 10
11
12 13

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Stephens Inc's Q4 2020 Portfolio in Review

As of Q4 2020, Stephens Inc held 1,308 positions worth $5.57B, up 9.7% from $5.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2020 filing shows 126 new, 466 increased, 535 reduced and 89 closed positions. Its largest new stake was iShares Micro-Cap ETF: 298,362 shares worth $35.4M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2020 buy was iShares Micro-Cap ETF: 298,362 shares worth $35.4M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q4 2020, an estimated $18.1M increase.
  • Stephens Inc's biggest Q4 2020 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $27.7M.
  • Stephens Inc fully exited GCI Liberty, Inc. Class A Common Stock (DE) in Q4 2020, selling an estimated $5.55M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.57B portfolio in Q4 2020.
  • Stephens Inc opened 126 new positions and closed 89 in Q4 2020.
  • Stephens Inc's portfolio value rose 9.7% quarter-over-quarter to $5.57B.

Based on Stephens Inc's 13F filing for Q4 2020, filed 10 Feb 2021.