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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
251
PNC Financial Services
PNC
$99.2B
$3.13M 0.08%
32,642
-12,494
-28% -$1.68M
CB icon
252
Chubb
CB
$140B
$3.12M 0.08%
27,955
+505
+2% +$72.4K
XEL icon
253
Xcel Energy
XEL
$49.2B
$3.1M 0.08%
51,351
+1,684
+3% +$110K
IMCG icon
254
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
$3.08M 0.08%
+84,678
New +$3.59M
IT icon
255
Gartner
IT
$11.1B
$3.08M 0.08%
30,907
+6,770
+28% +$928K
DHR icon
256
Danaher
DHR
$139B
$3.02M 0.08%
24,596
-19,468
-44% -$2.62M
FNF icon
257
Fidelity National Financial
FNF
$14.6B
$3.01M 0.08%
125,731
+13,549
+12% +$532K
PHG icon
258
Philips
PHG
$25.5B
$3M 0.08%
94,018
-1,677
-2% -$59.3K
IGV icon
259
iShares Expanded Tech-Software Sector ETF
IGV
$12.6B
$2.98M 0.08%
70,970
-10,725
-13% -$507K
SPTI icon
260
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$2.98M 0.08%
89,866
-868,397
-91% -$27.6M
IYG icon
261
iShares US Financial Services ETF
IYG
$2.15B
$2.97M 0.08%
86,772
-63,999
-42% -$2.92M
VOD icon
262
Vodafone
VOD
$37.3B
$2.97M 0.08%
215,641
-51,562
-19% -$921K
VMW
263
DELISTED
VMware, Inc
VMW
$2.97M 0.08%
24,517
+86
+0.4% +$11.8K
MIC
264
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2.95M 0.08%
116,912
-209,761
-64% -$8.03M
WH icon
265
Wyndham Hotels & Resorts
WH
$5.58B
$2.94M 0.08%
93,341
+4,962
+6% +$252K
NVO
266
Novo Nordisk
NVO
$229B
$2.93M 0.08%
97,376
+2,206
+2% +$65.7K
APH icon
267
Amphenol
APH
$186B
$2.9M 0.08%
159,112
+52
+0% +$1.24K
AGN
268
DELISTED
Allergan plc
AGN
$2.9M 0.08%
16,363
-763
-4% -$144K
DEO icon
269
Diageo
DEO
$49.5B
$2.81M 0.07%
22,138
-1,261
-5% -$189K
SJM icon
270
J.M. Smucker
SJM
$13.5B
$2.81M 0.07%
25,310
+1,061
+4% +$113K
PTH icon
271
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$219M
$2.8M 0.07%
+98,679
New +$3M
STAY
272
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$2.8M 0.07%
382,472
+113,940
+42% +$1.31M
CL icon
273
Colgate-Palmolive
CL
$74.4B
$2.79M 0.07%
42,118
+1,640
+4% +$116K
HIG icon
274
Hartford Financial Services
HIG
$39.8B
$2.78M 0.07%
78,890
-4,635
-6% -$241K
AME icon
275
Ametek
AME
$54.4B
$2.74M 0.07%
38,039
+359
+1% +$32.4K
9 10
11
12 13

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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.