We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMU
251
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$1.55M 0.08%
53,072
+10,780
+25% +$313K
MWE
252
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$1.53M 0.08%
23,382
+1,645
+8% +$111K
DEI icon
253
Douglas Emmett
DEI
$2.06B
$1.51M 0.08%
55,498
+4,610
+9% +$119K
AXP icon
254
American Express
AXP
$226B
$1.5M 0.08%
16,668
-1,506
-8% -$135K
HCA icon
255
HCA Healthcare
HCA
$91.7B
$1.5M 0.08%
28,595
-800
-3% -$39.8K
EGP icon
256
EastGroup Properties
EGP
$11.2B
$1.5M 0.08%
23,820
+2,627
+12% +$159K
RTX icon
257
RTX Corp
RTX
$295B
$1.5M 0.08%
20,392
+1,129
+6% +$81.1K
CX icon
258
Cemex
CX
$17.2B
$1.49M 0.08%
138,076
-9,297
-6% -$100K
WPZ
259
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$1.48M 0.08%
30,822
-147
-0.5% -$6.91K
AVB icon
260
AvalonBay Communities
AVB
$27.4B
$1.48M 0.08%
11,247
+935
+9% +$118K
OZK icon
261
Bank OZK
OZK
$5.6B
$1.46M 0.08%
43,032
+550
+1% +$17.1K
K
262
DELISTED
Kellanova
K
$1.43M 0.08%
24,260
+8,863
+58% +$503K
OKS
263
DELISTED
Oneok Partners LP
OKS
$1.42M 0.08%
26,567
+779
+3% +$41.4K
RFG icon
264
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$1.42M 0.08%
57,375
-970
-2% -$23.6K
UNM icon
265
Unum
UNM
$13.3B
$1.41M 0.08%
40,005
+16,566
+71% +$565K
CPT icon
266
Camden Property Trust
CPT
$11.4B
$1.41M 0.08%
20,936
+2,038
+11% +$130K
MRCC
267
DELISTED
Monroe Capital Corp
MRCC
$1.4M 0.08%
103,608
+14,221
+16% +$185K
BDN
268
Brandywine Realty Trust
BDN
$523M
$1.36M 0.07%
94,366
+8,004
+9% +$114K
NFJ
269
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.36M 0.07%
74,129
+2,041
+3% +$36.8K
AGN
270
DELISTED
Allergan Inc
AGN
$1.33M 0.07%
10,741
-1,390
-11% -$169K
SON icon
271
Sonoco
SON
$5.93B
$1.31M 0.07%
31,886
+1,608
+5% +$66.8K
DD icon
272
DuPont de Nemours
DD
$18.8B
$1.31M 0.07%
10,616
+321
+3% +$37.8K
B
273
Barrick Mining
B
$60.4B
$1.3M 0.07%
73,112
+30,821
+73% +$596K
STAA icon
274
STAAR Surgical
STAA
$1.14B
$1.3M 0.07%
+69,351
New +$1.12M
BBDC icon
275
Barings BDC
BBDC
$885M
$1.3M 0.07%
50,199
+17,240
+52% +$471K
9 10
11
12 13

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.