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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARE icon
251
Alexandria Real Estate Equities
ARE
$8.73B
$1.48M 0.08%
23,181
-165
-0.7% -$10.9K
USB icon
252
US Bancorp
USB
$98.7B
$1.45M 0.08%
39,651
+1,917
+5% +$71K
CAT icon
253
Caterpillar
CAT
$412B
$1.43M 0.08%
17,192
-2,883
-14% -$244K
EBAY icon
254
eBay
EBAY
$48.5B
$1.43M 0.08%
61,018
+4,723
+8% +$106K
BXP icon
255
Boston Properties
BXP
$10.8B
$1.43M 0.08%
13,353
-211
-2% -$22.3K
C icon
256
Citigroup
C
$221B
$1.41M 0.08%
29,107
+2,310
+9% +$117K
AEP icon
257
American Electric Power
AEP
$73.4B
$1.39M 0.08%
32,150
-9,164
-22% -$408K
SKT icon
258
Tanger
SKT
$4.72B
$1.39M 0.08%
42,594
-590
-1% -$19.3K
FRT icon
259
Federal Realty Investment Trust
FRT
$10.8B
$1.39M 0.07%
13,701
-155
-1% -$15.9K
KMI icon
260
Kinder Morgan
KMI
$72.9B
$1.38M 0.07%
38,778
+75
+0.2% +$2.81K
AXP icon
261
American Express
AXP
$233B
$1.37M 0.07%
18,105
+481
+3% +$36.2K
SLB icon
262
SLB Ltd
SLB
$70.6B
$1.36M 0.07%
15,389
-648
-4% -$53.2K
BAX icon
263
Baxter International
BAX
$11.2B
$1.36M 0.07%
38,092
+15,832
+71% +$615K
CADE
264
DELISTED
Cadence Bank
CADE
$1.36M 0.07%
68,009
+11,460
+20% +$225K
AVB icon
265
AvalonBay Communities
AVB
$27.3B
$1.35M 0.07%
10,607
-100
-0.9% -$13.2K
RFG icon
266
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$347M
$1.35M 0.07%
60,605
+450
+0.7% +$9.7K
SPN
267
DELISTED
Superior Energy Services, Inc.
SPN
$1.35M 0.07%
5,379
+5,349
+17,830% +$1.39M
TPR icon
268
Tapestry
TPR
$28.1B
$1.33M 0.07%
24,424
+4,738
+24% +$261K
ACAS
269
DELISTED
American Capital Ltd
ACAS
$1.33M 0.07%
96,516
+10,723
+12% +$141K
CERS icon
270
Cerus
CERS
$575M
$1.31M 0.07%
195,653
+1,325
+0.7% +$7.2K
RTX icon
271
RTX Corp
RTX
$282B
$1.31M 0.07%
19,306
+1,048
+6% +$68.6K
RDS.A
272
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.3M 0.07%
19,859
+2,565
+15% +$168K
EGP icon
273
EastGroup Properties
EGP
$11.5B
$1.29M 0.07%
21,798
-349
-2% -$20.7K
HCA icon
274
HCA Healthcare
HCA
$83.5B
$1.29M 0.07%
30,174
-1,870
-6% -$73.1K
UGA icon
275
United States Gasoline Fund
UGA
$144M
$1.29M 0.07%
22,954
-285
-1% -$17K
9 10
11
12 13

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MAM
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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.