We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
226
Thermo Fisher Scientific
TMO
$208B
$5.63M 0.09%
12,340
+169
+1% +$80.7K
CBSH icon
227
Commerce Bancshares
CBSH
$8.49B
$5.63M 0.09%
93,786
+11,601
+14% +$669K
BKLN icon
228
Invesco Senior Loan ETF
BKLN
$6.97B
$5.62M 0.09%
254,085
+118,635
+88% +$2.64M
PDP icon
229
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$5.53M 0.09%
64,916
+2,207
+4% +$193K
UL icon
230
Unilever
UL
$132B
$5.5M 0.09%
87,608
-7,516
-8% -$479K
SYY icon
231
Sysco
SYY
$40.2B
$5.5M 0.09%
69,870
+6,552
+10% +$508K
INFO
232
DELISTED
IHS Markit Ltd. Common Shares
INFO
$5.5M 0.09%
56,798
-27,832
-33% -$2.54M
BSCN
233
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$5.48M 0.09%
251,542
+125,936
+100% +$2.75M
MUB icon
234
iShares National Muni Bond ETF
MUB
$45.2B
$5.46M 0.09%
47,056
+45,253
+2,510% +$5.28M
TRV icon
235
Travelers Companies
TRV
$81.4B
$5.44M 0.09%
36,168
-286
-0.8% -$42K
KKR icon
236
KKR & Co
KKR
$91.3B
$5.36M 0.09%
109,643
+120
+0.1% +$5.37K
ENOV icon
237
Enovis
ENOV
$1.63B
$5.32M 0.09%
70,482
-1,192
-2% -$87.4K
PARA
238
DELISTED
Paramount Global Class B
PARA
$5.27M 0.09%
116,842
-40,066
-26% -$2.45M
ADM icon
239
Archer Daniels Midland
ADM
$40.1B
$5.25M 0.09%
92,061
+7,336
+9% +$403K
ORCL icon
240
Oracle
ORCL
$345B
$5.16M 0.08%
73,497
+5,545
+8% +$359K
KRE icon
241
State Street SPDR S&P Regional Banking ETF
KRE
$4.47B
$5.07M 0.08%
76,391
-13,830
-15% -$863K
GLD icon
242
SPDR Gold Trust
GLD
$132B
$5.05M 0.08%
31,543
+633
+2% +$106K
WEX icon
243
WEX
WEX
$6.17B
$5.02M 0.08%
23,989
+31
+0.1% +$6.54K
SPIB icon
244
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$5.01M 0.08%
138,169
+3,311
+2% +$122K
ENB icon
245
Enbridge
ENB
$121B
$4.99M 0.08%
136,959
-33,882
-20% -$1.19M
TSCO icon
246
Tractor Supply
TSCO
$16.7B
$4.96M 0.08%
140,190
+9,030
+7% +$288K
COP icon
247
ConocoPhillips
COP
$141B
$4.95M 0.08%
93,389
-39,511
-30% -$1.95M
LYB icon
248
LyondellBasell Industries
LYB
$18.9B
$4.89M 0.08%
47,045
-4,675
-9% -$464K
BSCO
249
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$4.89M 0.08%
220,795
+111,044
+101% +$2.47M
PNC icon
250
PNC Financial Services
PNC
$99.6B
$4.87M 0.08%
27,741
-3,601
-11% -$594K
8 9
10
11 12

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.