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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.61%
2 Industrials 8.79%
3 Energy 8.53%
4 Financials 6.96%
5 Healthcare 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
226
American Electric Power
AEP
$66B
$1.78M 0.1%
35,082
+3,310
+10% +$161K
USB icon
227
US Bancorp
USB
$95.5B
$1.77M 0.1%
41,361
+954
+2% +$39.2K
ARE icon
228
Alexandria Real Estate Equities
ARE
$9.06B
$1.77M 0.1%
24,375
+2,602
+12% +$183K
VIAB
229
DELISTED
Viacom Inc. Class B
VIAB
$1.77M 0.1%
20,819
+164
+0.8% +$14K
KRE icon
230
State Street SPDR S&P Regional Banking ETF
KRE
$4.3B
$1.77M 0.1%
42,699
-405
-0.9% -$16.1K
IJK icon
231
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.4B
$1.73M 0.09%
45,368
+1,544
+4% +$58.1K
HD icon
232
Home Depot
HD
$307B
$1.73M 0.09%
21,822
+359
+2% +$28.6K
WM icon
233
Waste Management
WM
$86.5B
$1.72M 0.09%
40,951
-5,933
-13% -$249K
RDS.A
234
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.72M 0.09%
25,162
+3,745
+17% +$250K
AMGN icon
235
Amgen
AMGN
$204B
$1.7M 0.09%
13,817
-4,954
-26% -$601K
IYJ icon
236
iShares US Industrials ETF
IYJ
$1.91B
$1.68M 0.09%
33,324
+32
+0.1% +$1.59K
FRT icon
237
Federal Realty Investment Trust
FRT
$9.88B
$1.67M 0.09%
14,525
+1,233
+9% +$135K
CMCSA icon
238
Comcast
CMCSA
$85.4B
$1.66M 0.09%
66,372
+30,756
+86% +$801K
EL icon
239
Estee Lauder
EL
$34.9B
$1.66M 0.09%
24,792
+1,707
+7% +$119K
RTN
240
DELISTED
Raytheon Company
RTN
$1.66M 0.09%
16,762
+62
+0.4% +$5.88K
DLR icon
241
Digital Realty Trust
DLR
$67.8B
$1.65M 0.09%
31,055
+3,601
+13% +$187K
IYT icon
242
iShares US Transportation ETF
IYT
$2.07B
$1.64M 0.09%
+48,540
New +$1.6M
TEVA icon
243
Teva Pharmaceutical Industries Limited
TEVA
$45.3B
$1.64M 0.09%
30,936
+4,549
+17% +$210K
HTGC icon
244
Hercules Capital
HTGC
$3.31B
$1.63M 0.09%
115,510
+29,132
+34% +$456K
BXP icon
245
Boston Properties
BXP
$10.3B
$1.62M 0.09%
14,113
+1,125
+9% +$123K
STI
246
DELISTED
SunTrust Banks, Inc.
STI
$1.61M 0.09%
40,513
-6,428
-14% -$246K
MDT icon
247
Medtronic
MDT
$120B
$1.6M 0.09%
26,049
-930
-3% -$54.2K
EMO
248
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.09B
$1.6M 0.09%
14,207
– –
CBI
249
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.6M 0.09%
18,331
+6,939
+61% +$564K
TYG
250
Tortoise Energy Infrastructure Corp
TYG
$896M
$1.56M 0.08%
8,501
+1,724
+25% +$310K
8 9
10
11 12

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 53% a quarter earlier, followed by Industrials and Energy.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.