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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+17.36%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$769M
AUM Growth
-$21.6M
Cap. Flow
-$79.8M
Cap. Flow %
-10.37%
Top 10 Hldgs %
22.68%
Holding
669
New
59
Increased
165
Reduced
249
Closed
71

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$5.13M
2
FNF icon
Fidelity National Financial
FNF
+$4.97M
3
EXC icon
Exelon
EXC
+$4.92M
4
META icon
Meta Platforms (Facebook)
META
+$1.86M
5
MAR icon
Marriott International
MAR
+$1.54M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.6M
2
AAPL icon
Apple
AAPL
+$16.8M
3
GNTX icon
Gentex
GNTX
+$5.66M
4
FL
Foot Locker
FL
+$5.2M
5
TGT icon
Target
TGT
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 16.25%
2 Financials 12.83%
3 Industrials 10.55%
4 Healthcare 9.89%
5 Energy 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNKD icon
626
MannKind Corp
MNKD
$1.32B
– –
-4,780
Closed -$15K
NAVI icon
627
Navient
NAVI
$853M
– –
-24,790
Closed -$407K
NDAQ icon
628
Nasdaq
NDAQ
$52.9B
– –
-11,466
Closed -$257K
NMFC icon
629
New Mountain Finance
NMFC
$732M
– –
-10,507
Closed -$148K
OIA icon
630
Invesco Municipal Income Opportunities Trust
OIA
$292M
– –
-10,333
Closed -$74K
OTEX icon
631
Open Text
OTEX
$6.04B
– –
-8,868
Closed -$274K
PARA
632
DELISTED
Paramount Global Class B
PARA
– –
-10,772
Closed -$685K
PAYX icon
633
Paychex
PAYX
$42.7B
– –
-16,853
Closed -$1.03M
PZZA icon
634
Papa John's
PZZA
$806M
– –
-11,615
Closed -$994K
RCL icon
635
Royal Caribbean
RCL
$85.6B
– –
-15,465
Closed -$1.27M
SB icon
636
Safe Bulkers
SB
$774M
– –
-20,000
Closed -$23K
SHM icon
637
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-13,423
Closed -$643K
TCPC icon
638
BlackRock TCP Capital
TCPC
$345M
– –
-10,724
Closed -$181K
TYG
639
Tortoise Energy Infrastructure Corp
TYG
$1.08B
– –
-1,628
Closed -$200K
VTRS icon
640
Viatris
VTRS
$18.9B
– –
-7,205
Closed -$275K
WHR icon
641
Whirlpool
WHR
$2.82B
– –
-3,825
Closed -$695K
XBI icon
642
State Street SPDR S&P Biotech ETF
XBI
$10.3B
– –
-3,611
Closed -$214K
ZION icon
643
Zions Bancorporation
ZION
$10.3B
– –
-9,043
Closed -$389K
HYB
644
DELISTED
New America High Income Fund, Inc.
HYB
– –
-10,380
Closed -$96K
SAVE
645
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-5,128
Closed -$297K
SWN
646
DELISTED
Southwestern Energy Company
SWN
– –
-30,000
Closed -$325K
HA
647
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-17,367
Closed -$990K
ERF
648
DELISTED
Enerplus Corporation
ERF
– –
-10,480
Closed -$99K
CTXS
649
DELISTED
Citrix Systems Inc
CTXS
– –
-14,160
Closed -$1.01M
ECOL
650
DELISTED
US Ecology, Inc.
ECOL
– –
-30,449
Closed -$1.5M
23 24 25
26
27

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Sheaff Brock Investment Advisors held 669 positions worth $769M, down 2.7% from $791M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $79.8M in Q1 2017, closing 71 positions and reducing 249 holdings. Its most notable exit was Gentex, an estimated $5.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Keurig Dr Pepper worth $5.38M.

  • Sheaff Brock Investment Advisors's largest Q1 2017 buy was Keurig Dr Pepper: 54,980 shares worth $5.38M.
  • Sheaff Brock Investment Advisors added most to Exelon in Q1 2017, an estimated $4.92M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $18.6M.
  • Sheaff Brock Investment Advisors fully exited Gentex in Q1 2017, selling an estimated $5.66M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $769M portfolio in Q1 2017.
  • Sheaff Brock Investment Advisors opened 59 new positions and closed 71 in Q1 2017.
  • Sheaff Brock Investment Advisors's portfolio value fell 2.7% quarter-over-quarter to $769M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.