Sheaff Brock Investment Advisors’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-13,423	Closed	-$643K	–	637
2016 Q4	$643K	Hold	13,423	–	–	0.08%	239
2016 Q3	$656K	Buy	13,423 +100	+0.8%	+$4.91K	0.09%	225
2016 Q2	$654K	Buy	13,323 +50	+0.4%	+$2.45K	0.08%	234
2016 Q1	$648K	Buy	13,273 +100	+0.8%	+$4.89K	0.08%	238
2015 Q4	$642K	Buy	+13,173	New	+$642K	0.07%	269

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Plancorp LLC Saint Louis, Missouri $4.1B AUM 25.19% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Sheaff Brock Investment Advisors's SHM Position: Q1 2017 in Review

Sheaff Brock Investment Advisors sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q1 2017, closing a stake of 13,423 shares — an estimated $643K sold.

Sheaff Brock Investment Advisors first reported a position in SHM in Q4 2015 and held it in 5 quarters. The position peaked at $656K in Q3 2016. 266 funds tracked by Wall St. Rank hold SHM as of Q1 2017.

Sheaff Brock Investment Advisors reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q1 2017 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 13,423 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q1 2017, an estimated $643K.
Sheaff Brock Investment Advisors first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2015 and held it in 5 quarters.
Sheaff Brock Investment Advisors's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $656K in Q3 2016.
266 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q1 2017.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.