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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REM icon
551
iShares Mortgage Real Estate ETF
REM
$535M
$114K 0.01%
2,953
+1
+0% +$37
WPX
552
DELISTED
WPX Energy, Inc.
WPX
$113K 0.01%
16,164
+300
+2% +$1.53K
JRO
553
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$113K 0.01%
+11,400
New +$107K
SDT
554
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$109K 0.01%
42,000
-500
-1% -$1.22K
TWO
555
Two Harbors Investment
TWO
$1.27B
$106K 0.01%
1,675
+194
+13% +$12K
OXSQ icon
556
Oxford Square Capital
OXSQ
$153M
$102K 0.01%
21,300
-3,500
-14% -$17.6K
ETJ
557
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$100K 0.01%
10,600
-1,506
-12% -$14.3K
TCRT icon
558
Alaunos Therapeutics
TCRT
$4.76M
$97K 0.01%
87
-1
-1% -$1.02K
CSQ icon
559
Calamos Strategic Total Return Fund
CSQ
$3.37B
$96K 0.01%
10,103
– –
CIVI
560
DELISTED
Civitas Resources
CIVI
$95K 0.01%
+538
New +$142K
PAGP icon
561
Plains GP Holdings
PAGP
$4.93B
$93K 0.01%
+4,018
New +$82.5K
PNNT
562
Pennant Park Investment Corp
PNNT
$244M
$91K 0.01%
15,070
-500
-3% -$2.85K
EXAS
563
DELISTED
Exact Sciences
EXAS
$86K 0.01%
12,800
+2,500
+24% +$16K
GPM
564
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$85K 0.01%
11,650
– –
OBCI
565
DELISTED
Ocean Bio-Chem Inc
OBCI
$83K 0.01%
35,500
– –
OAKS
566
DELISTED
Five Oaks Investment Corp.
OAKS
$83K 0.01%
14,900
– –
SJT
567
San Juan Basin Royalty Trust
SJT
$123M
$82K 0.01%
16,000
– –
JQC icon
568
Nuveen Credit Strategies Income Fund
JQC
$714M
$80K 0.01%
10,075
-2,672
-21% -$20.2K
WFT
569
DELISTED
Weatherford International plc
WFT
$79K 0.01%
+10,155
New +$68.5K
BGY icon
570
BlackRock Enhanced International Dividend Trust
BGY
$532M
$73K 0.01%
12,298
– –
DS
571
DELISTED
Drive Shack Inc.
DS
$71K 0.01%
16,291
+112
+0.7% +$408
TRQ
572
DELISTED
Turquoise Hill Resources Ltd
TRQ
$71K 0.01%
2,808
– –
NCV
573
Virtus Convertible & Income Fund
NCV
$391M
$65K 0.01%
+2,933
New +$59.3K
URG
574
Ur-Energy
URG
$556M
$65K 0.01%
130,000
+30,000
+30% +$16.2K
CCEC
575
Capital Clean Energy Carriers
CCEC
$1.34B
$65K 0.01%
2,925
+711
+32% +$18K
21 22
23
24 25

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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.