SBIA
OAKS

Sheaff Brock Investment Advisors’s Five Oaks Investment Corp. OAKS Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio OAKS Stock Details OAKS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-14,900
Closed -$82K – 614
2016
Q2 		$82K Hold
14,900
– – 0.01% 553
2016
Q1 		$83K Hold
14,900
– – 0.01% 566
2015
Q4 		$81K Buy
+14,900
New +$95.2K 0.01% 594

Other funds holding OAKS

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Citigroup
Citigroup New York $303B AUM 53.02% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.82% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Sheaff Brock Investment Advisors's OAKS Position: Q3 2016 in Review

Sheaff Brock Investment Advisors sold out of Five Oaks Investment Corp. (OAKS) in Q3 2016, closing a stake of 14,900 shares — an estimated $82K sold.

Sheaff Brock Investment Advisors first reported a position in OAKS in Q4 2015 and held it in 3 quarters. The position peaked at $83K in Q1 2016. 33 funds tracked by Wall St. Rank hold OAKS as of Q3 2016.

  • Sheaff Brock Investment Advisors reported no remaining Five Oaks Investment Corp. position as of Q3 2016 after selling out during the quarter.
  • Sheaff Brock Investment Advisors sold 14,900 Five Oaks Investment Corp. shares in Q3 2016, an estimated $82K.
  • Sheaff Brock Investment Advisors first reported a position in Five Oaks Investment Corp. in Q4 2015 and held it in 3 quarters.
  • Sheaff Brock Investment Advisors's Five Oaks Investment Corp. position peaked at $83K in Q1 2016.
  • 33 funds tracked by Wall St. Rank held Five Oaks Investment Corp. as of Q3 2016.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.