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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+17.36%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$769M
AUM Growth
-$21.6M
Cap. Flow
-$79.8M
Cap. Flow %
-10.37%
Top 10 Hldgs %
22.68%
Holding
669
New
59
Increased
165
Reduced
249
Closed
71

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$5.13M
2
FNF icon
Fidelity National Financial
FNF
+$4.97M
3
EXC icon
Exelon
EXC
+$4.92M
4
META icon
Meta Platforms (Facebook)
META
+$1.86M
5
MAR icon
Marriott International
MAR
+$1.54M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.6M
2
AAPL icon
Apple
AAPL
+$16.8M
3
GNTX icon
Gentex
GNTX
+$5.66M
4
FL
Foot Locker
FL
+$5.2M
5
TGT icon
Target
TGT
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 16.25%
2 Financials 12.83%
3 Industrials 10.55%
4 Healthcare 9.89%
5 Energy 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUA icon
526
BlackRock MuniAssets Fund
MUA
$522M
$170K 0.02%
12,000
– –
PML
527
PIMCO Municipal Income Fund II
PML
$493M
$168K 0.02%
13,384
– –
GGT
528
Gabelli Multimedia Trust
GGT
$174M
$165K 0.02%
20,765
+1,350
+7% +$10.4K
IRT icon
529
Independence Realty Trust
IRT
$4.07B
$164K 0.02%
+17,450
New +$159K
DIAX
530
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$162K 0.02%
10,375
-600
-5% -$9.39K
DGII icon
531
Digi International
DGII
$3.1B
$161K 0.02%
13,500
– –
SAN icon
532
Banco Santander
SAN
$210B
$161K 0.02%
27,622
-10,923
-28% -$58.7K
EMD
533
Western Asset Emerging Markets Debt Fund
EMD
$616M
$158K 0.02%
10,215
+14
+0.1% +$214
SXCP
534
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$158K 0.02%
+10,300
New +$178K
NAD icon
535
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$157K 0.02%
11,494
– –
MPT
536
Medical Properties Trust
MPT
$2.81B
$153K 0.02%
11,907
+303
+3% +$3.87K
SFL icon
537
SFL Corp
SFL
$1.61B
$152K 0.02%
10,311
-900
-8% -$13.4K
BOE icon
538
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$148K 0.02%
11,930
– –
HZNP
539
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$148K 0.02%
+10,000
New +$162K
AMLP icon
540
Alerian MLP ETF
AMLP
$13.1B
$146K 0.02%
2,298
– –
PBI icon
541
Pitney Bowes
PBI
$2.39B
$146K 0.02%
11,109
+500
+5% +$7.06K
CXE
542
DELISTED
MFS High Income Municipal Trust
CXE
$144K 0.02%
28,742
– –
ALJ
543
DELISTED
Alon USA Energy Inc
ALJ
$142K 0.02%
11,667
+500
+4% +$5.97K
OXSQ icon
544
Oxford Square Capital
OXSQ
$157M
$140K 0.02%
19,000
-1,210
-6% -$8.74K
IAU icon
545
iShares Gold Trust
IAU
$64.4B
$139K 0.02%
5,775
– –
PNNT
546
Pennant Park Investment Corp
PNNT
$241M
$137K 0.02%
16,800
– –
NFJ
547
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$135K 0.02%
10,441
– –
FGP
548
DELISTED
Ferrellgas Partners, L.P.
FGP
$135K 0.02%
22,510
-16,738
-43% -$116K
PGH
549
DELISTED
Pengrowth Energy Corporation
PGH
$134K 0.02%
134,333
– –
JRO
550
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$134K 0.02%
11,400
– –
20 21
22
23 24

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Sheaff Brock Investment Advisors held 669 positions worth $769M, down 2.7% from $791M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $79.8M in Q1 2017, closing 71 positions and reducing 249 holdings. Its most notable exit was Gentex, an estimated $5.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Keurig Dr Pepper worth $5.38M.

  • Sheaff Brock Investment Advisors's largest Q1 2017 buy was Keurig Dr Pepper: 54,980 shares worth $5.38M.
  • Sheaff Brock Investment Advisors added most to Exelon in Q1 2017, an estimated $4.92M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $18.6M.
  • Sheaff Brock Investment Advisors fully exited Gentex in Q1 2017, selling an estimated $5.66M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $769M portfolio in Q1 2017.
  • Sheaff Brock Investment Advisors opened 59 new positions and closed 71 in Q1 2017.
  • Sheaff Brock Investment Advisors's portfolio value fell 2.7% quarter-over-quarter to $769M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.