We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIAX
526
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$156K 0.02%
11,089
– –
EMD
527
Western Asset Emerging Markets Debt Fund
EMD
$610M
$149K 0.02%
+10,256
New +$139K
GPP
528
DELISTED
Green Plains Partners LP
GPP
$149K 0.02%
11,100
– –
CXE
529
DELISTED
MFS High Income Municipal Trust
CXE
$148K 0.02%
28,742
– –
GLO
530
Clough Global Opportunities Fund
GLO
$258M
$148K 0.02%
15,500
– –
CMO
531
DELISTED
Capstead Mortgage Corp.
CMO
$148K 0.02%
14,950
-4,769
-24% -$44.3K
BDJ icon
532
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$147K 0.02%
19,457
– –
CHRD icon
533
Chord Energy
CHRD
$7.71B
$147K 0.02%
20,200
+6,000
+42% +$35.8K
NFJ
534
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$146K 0.02%
11,941
– –
BOE icon
535
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$142K 0.02%
11,930
– –
HYT icon
536
BlackRock Corporate High Yield Fund
HYT
$1.37B
$142K 0.02%
14,289
+71
+0.5% +$687
RIG icon
537
Transocean
RIG
$6.29B
$138K 0.02%
15,107
-1,103
-7% -$11K
RITM icon
538
Rithm Capital
RITM
$5.6B
$136K 0.02%
+11,687
New +$130K
HPQ icon
539
HP
HPQ
$27.7B
$133K 0.02%
10,759
-4,202
-28% -$44.9K
MEMP
540
DELISTED
Memorial Production Partners LP Common Units
MEMP
$133K 0.02%
62,494
+1,500
+2% +$3.39K
MRO
541
DELISTED
Marathon Oil Corporation
MRO
$132K 0.02%
11,821
-709
-6% -$6.63K
NMFC icon
542
New Mountain Finance
NMFC
$725M
$128K 0.02%
10,145
-461
-4% -$5.6K
DGII icon
543
Digi International
DGII
$3.17B
$127K 0.02%
13,500
– –
GUT
544
Gabelli Utility Trust
GUT
$568M
$127K 0.02%
21,035
-513
-2% -$2.97K
JCP
545
DELISTED
J.C. Penney Company, Inc.
JCP
$126K 0.02%
11,400
-12,900
-53% -$113K
VER
546
DELISTED
VEREIT, Inc.
VER
$123K 0.02%
2,773
+40
+1% +$1.59K
IGD
547
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$521M
$120K 0.01%
16,900
– –
PIM
548
Franklin Master Intermediate Income Trust
PIM
$152M
$118K 0.01%
26,772
+4,000
+18% +$17.1K
NUV icon
549
Nuveen Municipal Value Fund
NUV
$1.91B
$117K 0.01%
11,200
+200
+2% +$2.05K
ORC
550
Orchid Island Capital
ORC
$1.28B
$116K 0.01%
2,239
– –
20 21
22
23 24

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.