We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAN icon
501
Banco Santander
SAN
$210B
$180K 0.02%
27,049
-575
-2% -$3.67K
MNDT
502
DELISTED
Mandiant, Inc. Common Stock
MNDT
$179K 0.02%
+10,648
New +$164K
ADAM
503
Adamas Trust
ADAM
$883M
$178K 0.02%
7,232
– –
PML
504
PIMCO Municipal Income Fund II
PML
$493M
$176K 0.02%
13,384
– –
MDRX
505
DELISTED
Veradigm Inc. Common Stock
MDRX
$174K 0.02%
+12,207
New +$158K
NVG icon
506
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$173K 0.02%
11,264
+672
+6% +$10.4K
BOE icon
507
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$162K 0.02%
11,930
– –
GGN
508
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$162K 0.02%
+28,820
New +$161K
BWG
509
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$161K 0.02%
12,000
– –
MHI
510
DELISTED
Pioneer Municipal High Income Fund
MHI
$159K 0.02%
+13,200
New +$159K
ERC
511
Allspring Multi-Sector Income Fund
ERC
$259M
$157K 0.02%
11,715
+500
+4% +$6.69K
MFIC icon
512
MidCap Financial Investment
MFIC
$804M
$157K 0.02%
8,561
-333
-4% -$6.19K
VER
513
DELISTED
VEREIT, Inc.
VER
$157K 0.02%
3,777
+970
+35% +$40.9K
HDSN
514
Hudson Technologies
HDSN
$235M
$154K 0.02%
19,750
+5,250
+36% +$45.5K
RIG icon
515
Transocean
RIG
$5.82B
$154K 0.02%
14,298
-4,000
-22% -$34.4K
WLL
516
DELISTED
Whiting Petroleum Corporation
WLL
$154K 0.02%
94
-46
-33% -$67.6K
FPI
517
Farmland Partners
FPI
$432M
$145K 0.02%
16,000
– –
PFN
518
PIMCO Income Strategy Fund II
PFN
$703M
$144K 0.02%
13,501
– –
DGII icon
519
Digi International
DGII
$3.1B
$143K 0.02%
13,500
– –
RQI icon
520
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$141K 0.02%
11,226
-2,000
-15% -$25.5K
NFJ
521
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$140K 0.02%
10,441
– –
PGH
522
DELISTED
Pengrowth Energy Corporation
PGH
$138K 0.02%
134,333
– –
ORC
523
Orchid Island Capital
ORC
$1.31B
$137K 0.02%
2,683
+402
+18% +$19.8K
OXSQ icon
524
Oxford Square Capital
OXSQ
$157M
$133K 0.02%
19,410
-1,850
-9% -$12.4K
TOVX icon
525
Theriva Biologics
TOVX
$10.1M
$131K 0.02%
16
– –
19 20
21
22 23

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.