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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
451
DNP Select Income Fund
DNP
$4.09B
$212K 0.02%
20,620
+4,000
+24% +$41.3K
PWOD
452
DELISTED
Penns Woods Bancorp
PWOD
$212K 0.02%
7,508
– –
VGR
453
DELISTED
Vector Group Ltd.
VGR
$211K 0.02%
16,097
-145
-0.9% -$1.94K
AAP icon
454
Advance Auto Parts
AAP
$3.36B
$210K 0.02%
1,772
-400
-18% -$45.7K
WM icon
455
CALL
Waste Management
WM
$90.6B
$210K 0.02%
+2,500
New +$214K
AN icon
456
AutoNation
AN
$6.88B
$209K 0.02%
4,468
– –
ARR
457
Armour Residential REIT
ARR
$2.34B
$207K 0.02%
1,779
+64
+4% +$7.48K
PGF icon
458
Invesco Financial Preferred ETF
PGF
$667M
$207K 0.02%
11,180
-5,200
-32% -$96.3K
TPR icon
459
Tapestry
TPR
$33.3B
$207K 0.02%
+3,941
New +$195K
HL icon
460
Hecla Mining
HL
$11.8B
$206K 0.02%
56,201
– –
CXE
461
DELISTED
MFS High Income Municipal Trust
CXE
$205K 0.02%
41,742
– –
IJT icon
462
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$205K 0.02%
+2,356
New +$205K
UL icon
463
Unilever
UL
$135B
$205K 0.02%
3,284
– –
FLOT icon
464
iShares Floating Rate Bond ETF
FLOT
$10.5B
$204K 0.02%
4,000
– –
VXF icon
465
Vanguard Extended Market ETF
VXF
$31.8B
$204K 0.02%
+1,830
New +$208K
VEU icon
466
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$203K 0.02%
3,729
– –
FXI icon
467
iShares China Large-Cap ETF
FXI
$4.35B
$202K 0.02%
+4,270
New +$210K
CHW
468
Calamos Global Dynamic Income Fund
CHW
$555M
$201K 0.02%
22,399
– –
GHY
469
PGIM Global High Yield Fund
GHY
$479M
$201K 0.02%
14,500
– –
FFC
470
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$197K 0.02%
10,365
+98
+1% +$1.89K
GRX
471
Gabelli Healthcare & Wellness Trust
GRX
$147M
$197K 0.02%
20,741
+4,000
+24% +$40.6K
FRA icon
472
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$193K 0.02%
+13,300
New +$191K
CMO
473
DELISTED
Capstead Mortgage Corp.
CMO
$193K 0.02%
22,302
– –
HYI
474
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$191K 0.02%
13,100
– –
CVA
475
DELISTED
Covanta Holding Corporation
CVA
$190K 0.02%
13,137
+17
+0.1% +$268
17 18
19
20 21

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.