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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-19.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$756M
AUM Growth
-$274M
Cap. Flow
-$46.6M
Cap. Flow %
-6.16%
Top 10 Hldgs %
47.38%
Holding
509
New
33
Increased
126
Reduced
183
Closed
95

Top Buys

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$6.31M
2
DAL icon
Delta Air Lines
DAL
+$6.06M
3
TRV icon
Travelers Companies
TRV
+$2.6M
4
VZ icon
Verizon
VZ
+$2.47M
5
HD icon
Home Depot
HD
+$2.18M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.19M
2
DRI icon
Darden Restaurants
DRI
+$5.46M
3
XOM icon
ExxonMobil
XOM
+$5.14M
4
AMZN icon
Amazon
AMZN
+$4.07M
5
CAT icon
Caterpillar
CAT
+$3.32M

Sector Composition

Rank Sector Weight
1 Technology 20.92%
2 Financials 9.89%
3 Healthcare 7.3%
4 Communication Services 6.5%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
376
Nokia
NOK
$52.7B
$93K 0.01%
30,044
+4,000
+15% +$14.9K
ARR
377
Armour Residential REIT
ARR
$2.36B
$92K 0.01%
2,087
-363
-15% -$31K
CLM icon
378
Cornerstone Strategic Value Fund
CLM
$2.25B
$92K 0.01%
11,528
– –
HYB
379
DELISTED
New America High Income Fund, Inc.
HYB
$92K 0.01%
13,219
-1
-0% -$8
CLVS
380
DELISTED
Clovis Oncology, Inc.
CLVS
$87K 0.01%
+13,601
New +$109K
HRZN icon
381
Horizon Technology Finance
HRZN
$328M
$85K 0.01%
+10,498
New +$124K
BMY.RT
382
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$82K 0.01%
21,667
– –
CRF
383
Cornerstone Total Return Fund
CRF
$1.18B
$80K 0.01%
+10,243
New +$101K
FCX icon
384
Freeport-McMoran
FCX
$96.4B
$78K 0.01%
11,494
+205
+2% +$2.15K
BBDC icon
385
Barings BDC
BBDC
$975M
$76K 0.01%
10,105
– –
ZTR
386
Virtus Total Return Fund
ZTR
$338M
$73K 0.01%
+10,075
New +$103K
PDCE
387
DELISTED
PDC Energy, Inc.
PDCE
$72K 0.01%
11,522
– –
LL
388
DELISTED
LL Flooring Holdings, Inc.
LL
$70K 0.01%
15,000
+2,000
+15% +$15.7K
GPM
389
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$67K 0.01%
13,651
– –
TCPC icon
390
BlackRock TCP Capital
TCPC
$327M
$66K 0.01%
10,484
+88
+0.8% +$1.09K
BKD icon
391
Brookdale Senior Living
BKD
$3B
$64K 0.01%
20,500
– –
PFLT icon
392
PennantPark Floating Rate Capital
PFLT
$743M
$62K 0.01%
12,730
-8,008
-39% -$83.9K
ADAM
393
Adamas Trust
ADAM
$919M
$61K 0.01%
9,863
-4,374
-31% -$92.1K
CRON
394
Cronos Group
CRON
$1.13B
$60K 0.01%
10,500
– –
EMX
395
DELISTED
EMX Royalty
EMX
$58K 0.01%
42,732
– –
REI icon
396
Ring Energy
REI
$357M
$58K 0.01%
87,400
+27,000
+45% +$47.9K
ARLP icon
397
Alliance Resource Partners
ARLP
$3.18B
$50K 0.01%
16,000
+4,000
+33% +$30.8K
MFIN icon
398
Medallion Financial
MFIN
$253M
$48K 0.01%
25,600
– –
SAN icon
399
Banco Santander
SAN
$210B
$44K 0.01%
19,457
-268
-1% -$919
DHC
400
Diversified Healthcare Trust
DHC
$1.98B
$38K 0.01%
10,600
– –
14 15
16
17 18

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MW
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WCF
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Sheaff Brock Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Sheaff Brock Investment Advisors held 509 positions worth $756M, down 27% from $1.03B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $46.6M in Q1 2020, closing 95 positions and reducing 183 holdings. Its most notable exit was Darden Restaurants, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Iron Mountain worth $4.96M.

  • Sheaff Brock Investment Advisors's largest Q1 2020 buy was Iron Mountain: 208,498 shares worth $4.96M.
  • Sheaff Brock Investment Advisors added most to Delta Air Lines in Q1 2020, an estimated $6.06M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $8.19M.
  • Sheaff Brock Investment Advisors fully exited Darden Restaurants in Q1 2020, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $756M portfolio in Q1 2020.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 95 in Q1 2020.
  • Sheaff Brock Investment Advisors's portfolio value fell 27% quarter-over-quarter to $756M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2020, filed 30 Apr 2020.