We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DINO icon
376
HF Sinclair
DINO
$14.5B
$281K 0.04%
7,807
+100
+1% +$3.01K
IJR icon
377
iShares Core S&P Small-Cap ETF
IJR
$112B
$281K 0.04%
3,789
+300
+9% +$21K
FAS icon
378
Direxion Daily Financial Bull 3x ETF
FAS
$2.44B
$280K 0.04%
5,000
– –
PFLT icon
379
PennantPark Floating Rate Capital
PFLT
$746M
$279K 0.04%
19,290
-936
-5% -$13.3K
AMLP icon
380
Alerian MLP ETF
AMLP
$12.8B
$278K 0.04%
4,958
+2,660
+116% +$152K
ET icon
381
Energy Transfer Partners
ET
$69.3B
$277K 0.04%
15,959
– –
PX
382
DELISTED
Praxair Inc
PX
$277K 0.04%
1,985
+88
+5% +$11.7K
XEL icon
383
Xcel Energy
XEL
$48.8B
$276K 0.04%
5,827
+2
+0% +$96
BIV icon
384
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$275K 0.04%
3,253
+57
+2% +$4.84K
DOC icon
385
Healthpeak Properties
DOC
$14.8B
$275K 0.04%
9,895
+1,338
+16% +$40.2K
STK
386
Columbia Seligman Premium Technology Growth Fund
STK
$926M
$274K 0.04%
12,271
– –
PPT
387
Franklin Premier Income Trust
PPT
$328M
$272K 0.04%
51,176
– –
FCX icon
388
Freeport-McMoran
FCX
$97.5B
$270K 0.04%
19,207
-3,450
-15% -$48.5K
SCHD icon
389
Schwab US Dividend Equity ETF
SCHD
$105B
$268K 0.04%
17,184
+126
+0.7% +$1.93K
PH icon
390
Parker-Hannifin
PH
$135B
$267K 0.04%
1,525
– –
ZIV
391
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$266K 0.03%
3,543
-2,581
-42% -$187K
CPB icon
392
Campbell Soup
CPB
$6.87B
$264K 0.03%
5,636
+101
+2% +$5.12K
PCI
393
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$264K 0.03%
11,460
-585
-5% -$13.2K
APC
394
DELISTED
Anadarko Petroleum
APC
$262K 0.03%
5,356
-300
-5% -$13.2K
XIV
395
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$262K 0.03%
+2,682
New +$234K
FFC
396
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$261K 0.03%
12,174
+92
+0.8% +$1.96K
OHI icon
397
Omega Healthcare
OHI
$14.7B
$261K 0.03%
8,193
-3,422
-29% -$110K
SPG icon
398
Simon Property Group
SPG
$72.3B
$261K 0.03%
1,620
-18
-1% -$2.88K
LW icon
399
Lamb Weston
LW
$7.19B
$258K 0.03%
5,511
– –
WMB icon
400
Williams Companies
WMB
$86.1B
$257K 0.03%
8,562
+56
+0.7% +$1.7K
14 15
16
17 18

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.